ftp.cc.uoc.gr
rfc3208
This is a purely informative rendering of an RFC that includes verified errata. This rendering may not be used as a reference.

The following 'Verified' errata have been incorporated in this document: EID 323
Network Working Group                                        T. Speakman
Request for Comments: 3208                                 Cisco Systems
Category: Experimental                                      J. Crowcroft
                                                                     UCL
                                                              J. Gemmell
                                                               Microsoft
                                                            D. Farinacci
                                                        Procket Networks
                                                                  S. Lin
                                                        Juniper Networks
                                                           D. Leshchiner
                                                          TIBCO Software
                                                                 M. Luby
                                                        Digital Fountain
                                                           T. Montgomery
                                                    Talarian Corporation
                                                                L. Rizzo
                                                      University of Pisa
                                                              A. Tweedly
                                                              N. Bhaskar
                                                           R. Edmonstone
                                                         R. Sumanasekera
                                                             L. Vicisano
                                                           Cisco Systems
                                                           December 2001


             PGM Reliable Transport Protocol Specification

Status of this Memo

   This memo defines an Experimental Protocol for the Internet
   community.  It does not specify an Internet standard of any kind.
   Discussion and suggestions for improvement are requested.
   Distribution of this memo is unlimited.

Copyright Notice

   Copyright (C) The Internet Society (2001).  All Rights Reserved.

Abstract

   Pragmatic General Multicast (PGM) is a reliable multicast transport
   protocol for applications that require ordered or unordered,
   duplicate-free, multicast data delivery from multiple sources to
   multiple receivers.  PGM guarantees that a receiver in the group
   either receives all data packets from transmissions and repairs, or
   is able to detect unrecoverable data packet loss.  PGM is

   specifically intended as a workable solution for multicast
   applications with basic reliability requirements.  Its central design
   goal is simplicity of operation with due regard for scalability and
   network efficiency.

Table of Contents

   1.  Introduction and Overview ..................................    3
   2.  Architectural Description ..................................    9
   3.  Terms and Concepts .........................................   12
   4.  Procedures - General .......................................   18
   5.  Procedures - Sources .......................................   19
   6.  Procedures - Receivers .....................................   22
   7.  Procedures - Network Elements ..............................   27
   8.  Packet Formats .............................................   31
   9.  Options ....................................................   40
   10. Security Considerations ....................................   56
   11. Appendix A - Forward Error Correction ......................   58
   12. Appendix B - Support for Congestion Control ................   72
   13. Appendix C - SPM Requests ..................................   79
   14. Appendix D - Poll Mechanism ................................   82
   15. Appendix E - Implosion Prevention ..........................   92
   16. Appendix F - Transmit Window Example .......................   98
   17  Appendix G - Applicability Statement .......................  103
   18. Abbreviations ..............................................  105
   19. Acknowledgments ............................................  106
   20. References .................................................  106
   21. Authors' Addresses..........................................  108
   22. Full Copyright Statement ...................................  111

Nota Bene:

   The publication of this specification is intended to freeze the
   definition of PGM in the interest of fostering both ongoing and
   prospective experimentation with the protocol.  The intent of that
   experimentation is to provide experience with the implementation and
   deployment of a reliable multicast protocol of this class so as to be
   able to feed that experience back into the longer-term
   standardization process underway in the Reliable Multicast Transport
   Working Group of the IETF.  Appendix G provides more specific detail
   on the scope and status of some of this experimentation.  Reports of
   experiments include [16-23].  Additional results and new
   experimentation are encouraged.

1.  Introduction and Overview

   A variety of reliable protocols have been proposed for multicast data
   delivery, each with an emphasis on particular types of applications,
   network characteristics, or definitions of reliability ([1], [2],
   [3], [4]).  In this tradition, Pragmatic General Multicast (PGM) is a
   reliable transport protocol for applications that require ordered or
   unordered, duplicate-free, multicast data delivery from multiple
   sources to multiple receivers.

   PGM is specifically intended as a workable solution for multicast
   applications with basic reliability requirements rather than as a
   comprehensive solution for multicast applications with sophisticated
   ordering, agreement, and robustness requirements.  Its central design
   goal is simplicity of operation with due regard for scalability and
   network efficiency.

   PGM has no notion of group membership.  It simply provides reliable
   multicast data delivery within a transmit window advanced by a source
   according to a purely local strategy.  Reliable delivery is provided
   within a source's transmit window from the time a receiver joins the
   group until it departs.  PGM guarantees that a receiver in the group
   either receives all data packets from transmissions and repairs, or
   is able to detect unrecoverable data packet loss.  PGM supports any
   number of sources within a multicast group, each fully identified by
   a globally unique Transport Session Identifier (TSI), but since these
   sources/sessions operate entirely independently of each other, this
   specification is phrased in terms of a single source and extends
   without modification to multiple sources.

   More specifically, PGM is not intended for use with applications that
   depend either upon acknowledged delivery to a known group of
   recipients, or upon total ordering amongst multiple sources.

   Rather, PGM is best suited to those applications in which members may
   join and leave at any time, and that are either insensitive to
   unrecoverable data packet loss or are prepared to resort to
   application recovery in the event.  Through its optional extensions,
   PGM provides specific mechanisms to support applications as disparate
   as stock and news updates, data conferencing, low-delay real-time
   video transfer, and bulk data transfer.

   In the following text, transport-layer originators of PGM data
   packets are referred to as sources, transport-layer consumers of PGM
   data packets are referred to as receivers, and network-layer entities
   in the intervening network are referred to as network elements.

   Unless otherwise specified, the term "repair" will be used to
   indicate both the actual retransmission of a copy of a missing packet
   or the transmission of an FEC repair packet.

Terminology

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED",  "MAY", and "OPTIONAL" in this
   document are to be interpreted as described in RFC 2119 [14] and
   indicate requirement levels for compliant PGM implementations.

1.1.  Summary of Operation

   PGM runs over a datagram multicast protocol such as IP multicast [5].
   In the normal course of data transfer, a source multicasts sequenced
   data packets (ODATA), and receivers unicast selective negative
   acknowledgments (NAKs) for data packets detected to be missing from
   the expected sequence.  Network elements forward NAKs PGM-hop-by-
   PGM-hop to the source, and confirm each hop by multicasting a NAK
   confirmation (NCF) in response on the interface on which the NAK was
   received.  Repairs (RDATA) may be provided either by the source
   itself or by a Designated Local Repairer (DLR) in response to a NAK.

   Since NAKs provide the sole mechanism for reliability, PGM is
   particularly sensitive to their loss.  To minimize NAK loss, PGM
   defines a network-layer hop-by-hop procedure for reliable NAK
   forwarding.

   Upon detection of a missing data packet, a receiver repeatedly
   unicasts a NAK to the last-hop PGM network element on the
   distribution tree from the source.  A receiver repeats this NAK until
   it receives a NAK confirmation (NCF) multicast to the group from that
   PGM network element.  That network element responds with an NCF to
   the first occurrence of the NAK and any further retransmissions of
   that same NAK from any receiver.  In turn, the network element
   repeatedly forwards the NAK to the upstream PGM network element on
   the reverse of the distribution path from the source of the original
   data packet until it also receives an NCF from that network element.
   Finally, the source itself receives and confirms the NAK by
   multicasting an NCF to the group.

   While NCFs are multicast to the group, they are not propagated by PGM
   network elements since they act as hop-by-hop confirmations.

   To avoid NAK implosion, PGM specifies procedures for subnet-based NAK
   suppression amongst receivers and NAK elimination within network
   elements.  The usual result is the propagation of just one copy of a
   given NAK along the reverse of the distribution path from any network
   with directly connected receivers to a source.

   The net effect is that unicast NAKs return from a receiver to a
   source on the reverse of the path on which ODATA was forwarded, that
   is, on the reverse of the distribution tree from the source.  More
   specifically, they return through exactly the same sequence of PGM
   network elements through which ODATA was forwarded, but in reverse.
   The reasons for handling NAKs this way will become clear in the
   discussion of constraining repairs, but first it's necessary to
   describe the mechanisms for establishing the requisite source path
   state in PGM network elements.

   To establish source path state in PGM network elements, the basic
   data transfer operation is augmented by Source Path Messages (SPMs)
   from a source, periodically interleaved with ODATA.  SPMs function
   primarily to establish source path state for a given TSI in all PGM
   network elements on the distribution tree from the source.  PGM
   network elements use this information to address returning unicast
   NAKs directly to the upstream PGM network element toward the source,
   and thereby insure that NAKs return from a receiver to a source on
   the reverse of the distribution path for the TSI.

   SPMs are sent by a source at a rate that serves to maintain up-to-
   date PGM neighbor information.  In addition, SPMs complement the role
   of DATA packets in provoking further NAKs from receivers, and
   maintaining receive window state in the receivers.

   As a further efficiency, PGM specifies procedures for the constraint
   of repairs by network elements so that they reach only those network
   segments containing group members that did not receive the original
   transmission.  As NAKs traverse the reverse of the ODATA path
   (upward), they establish repair state in the network elements which
   is used in turn to constrain the (downward) forwarding of the
   corresponding RDATA.

   Besides procedures for the source to provide repairs, PGM also
   specifies options and procedures that permit designated local
   repairers (DLRs) to announce their availability and to redirect
   repair requests (NAKs) to themselves rather than to the original
   source.  In addition to these conventional procedures for loss
   recovery through selective ARQ, Appendix A specifies Forward Error
   Correction (FEC) procedures for sources to provide and receivers to
   request general error correcting parity packets rather than selective
   retransmissions.

   Finally, since PGM operates without regular return traffic from
   receivers, conventional feedback mechanisms for transport flow and
   congestion control cannot be applied.  Appendix B specifies a TCP-
   friendly, NE-based solution for PGM congestion control, and cites a
   reference to a TCP-friendly, end-to-end solution for PGM congestion
   control.

   In its basic operation, PGM relies on a purely rate-limited
   transmission strategy in the source to bound the bandwidth consumed
   by PGM transport sessions and to define the transmit window
   maintained by the source.

   PGM defines four basic packet types:  three that flow downstream
   (SPMs, DATA, NCFs), and one that flows upstream (NAKs).

1.2.  Design Goals and Constraints

   PGM has been designed to serve that broad range of multicast
   applications that have relatively simple reliability requirements,
   and to do so in a way that realizes the much advertised but often
   unrealized network efficiencies of multicast data transfer.  The
   usual impediments to realizing these efficiencies are the implosion
   of negative and positive acknowledgments from receivers to sources,
   repair latency from the source, and the propagation of repairs to
   disinterested receivers.

1.2.1.  Reliability.

   Reliable data delivery across an unreliable network is conventionally
   achieved through an end-to-end protocol in which a source (implicitly
   or explicitly) solicits receipt confirmation from a receiver, and the
   receiver responds positively or negatively.  While the frequency of
   negative acknowledgments is a function of the reliability of the
   network and the receiver's resources (and so, potentially quite low),
   the frequency of positive acknowledgments is fixed at at least the
   rate at which the transmit window is advanced, and usually more
   often.

   Negative acknowledgments primarily determine repairs and reliability.
   Positive acknowledgments primarily determine transmit buffer
   management.

   When these principles are extended without modification to multicast
   protocols, the result, at least for positive acknowledgments, is a
   burden of positive acknowledgments transmitted to the source that
   quickly threatens to overwhelm it as the number of receivers grows.
   More succinctly, ACK implosion keeps ACK-based reliable multicast
   protocols from scaling well.

   One of the goals of PGM is to get as strong a definition of
   reliability as possible from as simple a protocol as possible.  ACK
   implosion can be addressed in a variety of effective but complicated
   ways, most of which require re-transmit capability from other than
   the original source.

   An alternative is to dispense with positive acknowledgments
   altogether, and to resort to other strategies for buffer management
   while retaining negative acknowledgments for repairs and reliability.
   The approach taken in PGM is to retain negative acknowledgments, but
   to dispense with positive acknowledgments and resort instead to
   timeouts at the source to manage transmit resources.

   The definition of reliability with PGM is a direct consequence of
   this design decision.  PGM guarantees that a receiver either receives
   all data packets from transmissions and repairs, or is able to detect
   unrecoverable data packet loss.

   PGM includes strategies for repeatedly provoking NAKs from receivers,
   and for adding reliability to the NAKs themselves.  By reinforcing
   the NAK mechanism, PGM minimizes the probability that a receiver will
   detect a missing data packet so late that the packet is unavailable
   for repair either from the source or from a designated local repairer
   (DLR).  Without ACKs and knowledge of group membership, however, PGM
   cannot eliminate this possibility.

1.2.2.  Group Membership

   A second consequence of eliminating ACKs is that knowledge of group
   membership is neither required nor provided by the protocol.
   Although a source may receive some PGM packets (NAKs for instance)
   from some receivers, the identity of the receivers does not figure in
   the processing of those packets.  Group membership MAY change during
   the course of a PGM transport session without the knowledge of or
   consequence to the source or the remaining receivers.

1.2.3.  Efficiency

   While PGM avoids the implosion of positive acknowledgments simply by
   dispensing with ACKs, the implosion of negative acknowledgments is
   addressed directly.

   Receivers observe a random back-off prior to generating a NAK during
   which interval the NAK is suppressed (i.e. it is not sent, but the
   receiver acts as if it had sent it) by the receiver upon receipt of a
   matching NCF.  In addition, PGM network elements eliminate duplicate
   NAKs received on different interfaces on the same network element.

   The combination of these two strategies usually results in the source
   receiving just a single NAK for any given lost data packet.

   Whether a repair is provided from a DLR or the original source, it is
   important to constrain that repair to only those network segments
   containing members that negatively acknowledged the original
   transmission rather than propagating it throughout the group.  PGM
   specifies procedures for network elements to use the pattern of NAKs
   to define a sub-tree within the group upon which to forward the
   corresponding repair so that it reaches only those receivers that
   missed it in the first place.

1.2.4.  Simplicity

   PGM is designed to achieve the greatest improvement in reliability
   (as compared to the usual UDP) with the least complexity.  As a
   result, PGM does NOT address conference control, global ordering
   amongst multiple sources in the group, nor recovery from network
   partitions.

1.2.5.  Operability

   PGM is designed to function, albeit with less efficiency, even when
   some or all of the network elements in the multicast tree have no
   knowledge of PGM.  To that end, all PGM data packets can be
   conventionally multicast routed by non-PGM network elements with no
   loss of functionality, but with some inefficiency in the propagation
   of RDATA and NCFs.

   In addition, since NAKs are unicast to the last-hop PGM network
   element and NCFs are multicast to the group, NAK/NCF operation is
   also consistent across non-PGM network elements.  Note that for NAK
   suppression to be most effective, receivers should always have a PGM
   network element as a first hop network element between themselves and
   every path to every PGM source.  If receivers are several hops
   removed from the first PGM network element, the efficacy of NAK
   suppression may degrade.

1.3.  Options

   In addition to the basic data transfer operation described above, PGM
   specifies several end-to-end options to address specific application
   requirements.  PGM specifies options to support fragmentation, late
   joining, redirection, Forward Error Correction (FEC), reachability,
   and session synchronization/termination/reset.  Options MAY be
   appended to PGM data packet headers only by their original
   transmitters.  While they MAY be interpreted by network elements,
   options are neither added nor removed by network elements.

   All options are receiver-significant (i.e., they must be interpreted
   by receivers).  Some options are also network-significant (i.e., they
   must be interpreted by network elements).

   Fragmentation MAY be used in conjunction with data packets to allow a
   transport-layer entity at the source to break up application-layer
   data packets into multiple PGM data packets to conform with the
   maximum transmission unit (MTU) supported by the network layer.

   Late joining allows a source to indicate whether or not receivers may
   request all available repairs when they initially join a particular
   transport session.

   Redirection MAY be used in conjunction with Poll Responses to allow a
   DLR to respond to normal NCFs or POLLs with a redirecting POLR
   advertising its own address as an alternative re-transmitter to the
   original source.

   FEC techniques MAY be applied by receivers to use source-provided
   parity packets rather than selective retransmissions to effect loss
   recovery.

2.  Architectural Description

   As an end-to-end transport protocol, PGM specifies packet formats and
   procedures for sources to transmit and for receivers to receive data.
   To enhance the efficiency of this data transfer, PGM also specifies
   packet formats and procedures for network elements to improve the
   reliability of NAKs and to constrain the propagation of repairs.  The
   division of these functions is described in this section and expanded
   in detail in the next section.

2.1.  Source Functions

      Data Transmission

         Sources multicast ODATA packets to the group within the
         transmit window at a given transmit rate.

      Source Path State

         Sources multicast SPMs to the group, interleaved with ODATA if
         present, to establish source path state in PGM network
         elements.

      NAK Reliability

         Sources multicast NCFs to the group in response to any NAKs
         they receive.

      Repairs

         Sources multicast RDATA packets to the group in response to
         NAKs received for data packets within the transmit window.

      Transmit Window Advance

         Sources MAY advance the trailing edge of the window according
         to one of a number of strategies.  Implementations MAY support
         automatic adjustments such as keeping the window at a fixed
         size in bytes, a fixed number of packets or a fixed real time
         duration.  In addition, they MAY optionally delay window
         advancement based on NAK-silence for a certain period.  Some
         possible strategies are outlined later in this document.

2.2.  Receiver Functions

      Source Path State

         Receivers use SPMs to determine the last-hop PGM network
         element for a given TSI to which to direct their NAKs.

      Data Reception

         Receivers receive ODATA within the transmit window and
         eliminate any duplicates.

      Repair Requests

         Receivers unicast NAKs to the last-hop PGM network element (and
         MAY optionally multicast a NAK with TTL of 1 to the local
         group) for data packets within the receive window detected to
         be missing from the expected sequence.  A receiver MUST
         repeatedly transmit a given NAK until it receives a matching
         NCF.

      NAK Suppression

         Receivers suppress NAKs for which a matching NCF or NAK is
         received during the NAK transmit back-off interval.

      Receive Window Advance

         Receivers immediately advance their receive windows upon
         receipt of any PGM data packet or SPM within the transmit
         window that advances the receive window.

2.3.  Network Element Functions

      Network elements forward ODATA without intervention.

      Source Path State

         Network elements intercept SPMs and use them to establish
         source path state for the corresponding TSI before multicast
         forwarding them in the usual way.

      NAK Reliability

         Network elements multicast NCFs to the group in response to any
         NAK they receive.  For each NAK received, network elements
         create repair state recording the transport session identifier,
         the sequence number of the NAK, and the input interface on
         which the NAK was received.

      Constrained NAK Forwarding

         Network elements repeatedly unicast forward only the first copy
         of any NAK they receive to the upstream PGM network element on
         the distribution path for the TSI until they receive an NCF in
         response.  In addition, they MAY optionally multicast this NAK
         upstream with TTL of 1.

      Nota Bene: Once confirmed by an NCF, network elements discard NAK
      packets; NAKs are NOT retained in network elements beyond this
      forwarding operation, but state about the reception of them is
      stored.

      NAK Elimination

         Network elements discard exact duplicates of any NAK for which
         they already have repair state (i.e., that has been forwarded
         either by themselves or a neighboring PGM network element), and
         respond with a matching NCF.

      Constrained RDATA Forwarding

         Network elements use NAKs to maintain repair state consisting
         of a list of interfaces upon which a given NAK was received,
         and they forward the corresponding RDATA only on these
         interfaces.

      NAK Anticipation

         If a network element hears an upstream NCF (i.e., on the
         upstream interface for the distribution tree for the TSI), it
         establishes repair state without outgoing interfaces in
         anticipation of responding to and eliminating duplicates of the
         NAK that may arrive from downstream.

3.  Terms and Concepts

   Before proceeding from the preceding overview to the detail in the
   subsequent Procedures, this section presents some concepts and
   definitions that make that detail more intelligible.

3.1.  Transport Session Identifiers

   Every PGM packet is identified by a:

   TSI            transport session identifier

   TSIs MUST be globally unique, and only one source at a time may act
   as the source for a transport session.  (Note that repairers do not
   change the TSI in any RDATA they transmit).  TSIs are composed of the
   concatenation of a globally unique source identifier (GSI) and a
   source-assigned data-source port.

   Since all PGM packets originated by receivers are in response to PGM
   packets originated by a source, receivers simply echo the TSI heard
   from the source in any corresponding packets they originate.

   Since all PGM packets originated by network elements are in response
   to PGM packets originated by a receiver, network elements simply echo
   the TSI heard from the receiver in any corresponding packets they
   originate.

3.2.  Sequence Numbers

   PGM uses a circular sequence number space from 0 through ((2**32) -
   1) to identify and order ODATA packets.  Sources MUST number ODATA
   packets in unit increments in the order in which the corresponding
   application data is submitted for transmission.  Within a transmit or

   receive window (defined below), a sequence number x is "less" or
   "older" than sequence number y if it numbers an ODATA packet
   preceding ODATA packet y, and a sequence number y is "greater" or
   "more recent" than sequence number x if it numbers an ODATA packet
   subsequent to ODATA packet x.

3.3.  Transmit Window

   The description of the operation of PGM rests fundamentally on the
   definition of the source-maintained transmit window.  This definition
   in turn is derived directly from the amount of transmitted data (in
   seconds) a source retains for repair (TXW_SECS), and the maximum
   transmit rate (in bytes/second) maintained by a source to regulate
   its bandwidth utilization (TXW_MAX_RTE).

   In terms of sequence numbers, the transmit window is the range of
   sequence numbers consumed by the source for sequentially numbering
   and transmitting the most recent TXW_SECS of ODATA packets.  The
   trailing (or left) edge of the transmit window (TXW_TRAIL) is defined
   as the sequence number of the oldest data packet available for repair
   from a source.  The leading (or right) edge of the transmit window
   (TXW_LEAD) is defined as the sequence number of the most recent data
   packet a source has transmitted.

   The size of the transmit window in sequence numbers (TXW_SQNS) (i.e.,
   the difference between the leading and trailing edges plus one) MUST
   be no greater than half the PGM sequence number space less one.

   When TXW_TRAIL is equal to TXW_LEAD, the transmit window size is one.
   When TXW_TRAIL is equal to TXW_LEAD plus one, the transmit window
   size is empty.

3.4.  Receive Window

   The receive window at the receivers is determined entirely by PGM
   packets from the source.  That is, a receiver simply obeys what the
   source tells it in terms of window state and advancement.

   For a given transport session identified by a TSI, a receiver
   maintains:

   RXW_TRAIL      the sequence number defining the trailing edge of the
                  receive window, the sequence number (known from data
                  packets and SPMs) of the oldest data packet available
                  for repair from the source

   RXW_LEAD       the sequence number defining the leading edge of the
                  receive window, the greatest sequence number of any
                  received data packet within the transmit window

   The receive window is the range of sequence numbers a receiver is
   expected to use to identify receivable ODATA.

   A data packet is described as being "in" the receive window if its
   sequence number is in the receive window.

   The receive window is advanced by the receiver when it receives an
   SPM or ODATA packet within the transmit window that increments
   RXW_TRAIL.  Receivers also advance their receive windows upon receipt
   of any PGM data packet within the receive window that advances the
   receive window.

3.5.  Source Path State

   To establish the repair state required to constrain RDATA, it's
   essential that NAKs return from a receiver to a source on the reverse
   of the distribution tree from the source.  That is, they must return
   through the same sequence of PGM network elements through which the
   ODATA was forwarded, but in reverse.  There are two reasons for this,
   the less obvious one being by far the more important.

   The first and obvious reason is that RDATA is forwarded on the same
   path as ODATA and so repair state must be established on this path if
   it is to constrain the propagation of RDATA.

   The second and less obvious reason is that in the absence of repair
   state, PGM network elements do NOT forward RDATA, so the default
   behavior is to discard repairs.  If repair state is not properly
   established for interfaces on which ODATA went missing, then
   receivers on those interfaces will continue to NAK for lost data and
   ultimately experience unrecoverable data loss.

   The principle function of SPMs is to provide the source path state
   required for PGM network elements to forward NAKs from one PGM
   network element to the next on the reverse of the distribution tree
   for the TSI, establishing repair state each step of the way.  This
   source path state is simply the address of the upstream PGM network
   element on the reverse of the distribution tree for the TSI.  That
   upstream PGM network element may be more than one subnet hop away.
   SPMs establish the identity of the upstream PGM network element on
   the distribution tree for each TSI in each group in each PGM network
   element, a sort of virtual PGM topology.  So although NAKs are
   unicast addressed, they are NOT unicast routed by PGM network
   elements in the conventional sense.  Instead PGM network elements use

   the source path state established by SPMs to direct NAKs PGM-hop-by-
   PGM-hop toward the source.  The idea is to constrain NAKs to the pure
   PGM topology spanning the more heterogeneous underlying topology of
   both PGM and non-PGM network elements.

   The result is repair state in every PGM network element between the
   receiver and the source so that the corresponding RDATA is never
   discarded by a PGM network element for lack of repair state.

   SPMs also maintain transmit window state in receivers by advertising
   the trailing and leading edges of the transmit window (SPM_TRAIL and
   SPM_LEAD).  In the absence of data, SPMs MAY be used to close the
   transmit window in time by advancing the transmit window until
   SPM_TRAIL is equal to SPM_LEAD plus one.

3.6.  Packet Contents

   This section just provides enough short-hand to make the Procedures
   intelligible.  For the full details of packet contents, please refer
   to Packet Formats below.

3.6.1.  Source Path Messages

3.6.1.1.  SPMs

   SPMs are transmitted by sources to establish source-path state in PGM
   network elements, and to provide transmit-window state in receivers.

   SPMs are multicast to the group and contain:

   SPM_TSI        the source-assigned TSI for the session to which the
                  SPM corresponds

   SPM_SQN        a sequence number assigned sequentially by the source
                  in unit increments and scoped by SPM_TSI

      Nota Bene: this is an entirely separate sequence than is used to
      number ODATA and RDATA.

   SPM_TRAIL      the sequence number defining the trailing edge of the
                  source's transmit window (TXW_TRAIL)

   SPM_LEAD       the sequence number defining the leading edge of the
                  source's transmit window (TXW_LEAD)

   SPM_PATH       the network-layer address (NLA) of the interface on
                  the PGM network element on which the SPM is forwarded

3.6.2.  Data Packets

3.6.2.1.  ODATA - Original Data

   ODATA packets are transmitted by sources to send application data to
   receivers.

   ODATA packets are multicast to the group and contain:

   OD_TSI         the globally unique source-assigned TSI

   OD_TRAIL       the sequence number defining the trailing edge of the
                  source's transmit window (TXW_TRAIL)

                  OD_TRAIL makes the protocol more robust in the face of
                  lost SPMs.  By including the trailing edge of the
                  transmit window on every data packet, receivers that
                  have missed any SPMs that advanced the transmit window
                  can still detect the case, recover the application,
                  and potentially re-synchronize to the transport
                  session.

   OD_SQN         a sequence number assigned sequentially by the source
                  in unit increments and scoped by OD_TSI

3.6.2.2.  RDATA - Repair Data

   RDATA packets are repair packets transmitted by sources or DLRs in
   response to NAKs.

   RDATA packets are multicast to the group and contain:

   RD_TSI         OD_TSI of the ODATA packet for which this is a repair

   RD_TRAIL       the sequence number defining the trailing edge of the
                  source's transmit window (TXW_TRAIL).  This is updated
                  to the most current value when the repair is sent, so
                  it is not necessarily the same as OD_TRAIL of the
                  ODATA packet for which this is a repair

   RD_SQN         OD_SQN of the ODATA packet for which this is a repair

3.6.3.  Negative Acknowledgments

3.6.3.1.  NAKs - Negative Acknowledgments

   NAKs are transmitted by receivers to request repairs for missing data
   packets.

   NAKs are unicast (PGM-hop-by-PGM-hop) to the source and contain:

   NAK_TSI        OD_TSI of the ODATA packet for which a repair is
                  requested

   NAK_SQN        OD_SQN of the ODATA packet for which a repair is
                  requested

   NAK_SRC        the unicast NLA of the original source of the missing
                  ODATA.

   NAK_GRP        the multicast group NLA

3.6.3.2.  NNAKs - Null Negative Acknowledgments

   NNAKs are transmitted by a DLR that receives NAKs redirected to it by
   either receivers or network elements to provide flow-control feed-
   back to a source.

   NNAKs are unicast (PGM-hop-by-PGM-hop) to the source and contain:

   NNAK_TSI       NAK_TSI of the corresponding re-directed NAK.

   NNAK_SQN       NAK_SQN of the corresponding re-directed NAK.

   NNAK_SRC       NAK_SRC of the corresponding re-directed NAK.

   NNAK_GRP       NAK_GRP of the corresponding re-directed NAK.

3.6.4.  Negative Acknowledgment Confirmations

3.6.4.1.  NCFs - NAK confirmations

   NCFs are transmitted by network elements and sources in response to
   NAKs.

   NCFs are multicast to the group and contain:

   NCF_TSI        NAK_TSI of the NAK being confirmed

   NCF_SQN        NAK_SQN of the NAK being confirmed

   NCF_SRC        NAK_SRC of the NAK being confirmed

   NCF_GRP        NAK_GRP of the NAK being confirmed

3.6.5.  Option Encodings

   OPT_LENGTH      0x00 - Option's Length

   OPT_FRAGMENT    0x01 - Fragmentation

   OPT_NAK_LIST    0x02 - List of NAK entries

   OPT_JOIN        0x03 - Late Joining

   OPT_REDIRECT    0x07 - Redirect

   OPT_SYN         0x0D - Synchronization

   OPT_FIN         0x0E - Session Fin   receivers, conventional
                          feedbackish

   OPT_RST         0x0F - Session Reset

   OPT_PARITY_PRM  0x08 - Forward Error Correction Parameters

   OPT_PARITY_GRP  0x09 - Forward Error Correction Group Number

   OPT_CURR_TGSIZE 0x0A - Forward Error Correction Group Size

   OPT_CR          0x10 - Congestion Report

   OPT_CRQST       0x11 - Congestion Report Request

   OPT_NAK_BO_IVL  0x04 - NAK Back-Off Interval

   OPT_NAK_BO_RNG  0x05 - NAK Back-Off Range

   OPT_NBR_UNREACH 0x0B - Neighbor Unreachable

   OPT_PATH_NLA    0x0C - Path NLA

   OPT_INVALID     0x7F - Option invalidated

4.  Procedures - General

   Since SPMs, NCFs, and RDATA must be treated conditionally by PGM
   network elements, they must be distinguished from other packets in
   the chosen multicast network protocol if PGM network elements are to
   extract them from the usual switching path.

   The most obvious way for network elements to achieve this is to
   examine every packet in the network for the PGM transport protocol
   and packet types.  However, the overhead of this approach is costly
   for high-performance, multi-protocol network elements.  An
   alternative, and a requirement for PGM over IP multicast, is that
   SPMs, NCFs, and RDATA MUST be transmitted with the IP Router Alert
   Option [6].  This option gives network elements a network-layer
   indication that a packet should be extracted from IP switching for
   more detailed processing.

5.  Procedures - Sources

5.1.  Data Transmission

   Since PGM relies on a purely rate-limited transmission strategy in
   the source to bound the bandwidth consumed by PGM transport sessions,
   an assortment of techniques is assembled here to make that strategy
   as conservative and robust as possible.  These techniques are the
   minimum REQUIRED of a PGM source.

5.1.1.  Maximum Cumulative Transmit Rate

   A source MUST number ODATA packets in the order in which they are
   submitted for transmission by the application.  A source MUST
   transmit ODATA packets in sequence and only within the transmit
   window beginning with TXW_TRAIL at no greater a rate than
   TXW_MAX_RTE.

   TXW_MAX_RTE is typically the maximum cumulative transmit rate of SPM,
   ODATA, and RDATA.  Different transmission strategies MAY define
   TXW_MAX_RTE as appropriate for the implementation.

5.1.2.  Transmit Rate Regulation

   To regulate its transmit rate, a source MUST use a token bucket
   scheme or any other traffic management scheme that yields equivalent
   behavior.  A token bucket [7] is characterized by a continually
   sustainable data rate (the token rate) and the extent to which the
   data rate may exceed the token rate for short periods of time (the
   token bucket size).  Over any arbitrarily chosen interval, the number
   of bytes the source may transmit MUST NOT exceed the token bucket
   size plus the product of the token rate and the chosen interval.

   In addition, a source MUST bound the maximum rate at which successive
   packets may be transmitted using a leaky bucket scheme drained at a
   maximum transmit rate, or equivalent mechanism.

5.1.3.  Outgoing Packet Ordering

   To preserve the logic of PGM's transmit window, a source MUST
   strictly prioritize sending of pending NCFs first, pending SPMs
   second, and only send ODATA or RDATA when no NCFs or SPMs are
   pending.  The priority of RDATA versus ODATA is application
   dependent.  The sender MAY implement weighted bandwidth sharing
   between RDATA and ODATA.  Note that strict prioritization of RDATA
   over ODATA may stall progress of ODATA if there are receivers that
   keep generating NAKs so as to always have RDATA pending (e.g. a
   steady stream of late joiners with OPT_JOIN).  Strictly prioritizing
   ODATA over RDATA may lead to a larger portion of receivers getting
   unrecoverable losses.

5.1.4.  Ambient SPMs

   Interleaved with ODATA and RDATA, a source MUST transmit SPMs at a
   rate at least sufficient to maintain current source path state in PGM
   network elements.  Note that source path state in network elements
   does not track underlying changes in the distribution tree from a
   source until an SPM traverses the altered distribution tree.  The
   consequence is that NAKs may go unconfirmed both at receivers and
   amongst network elements while changes in the underlying distribution
   tree take place.

5.1.5.  Heartbeat SPMs

   In the absence of data to transmit, a source SHOULD transmit SPMs at
   a decaying rate in order to assist early detection of lost data, to
   maintain current source path state in PGM network elements, and to
   maintain current receive window state in the receivers.

   In this scheme [8], a source maintains an inter-heartbeat timer
   IHB_TMR which times the interval between the most recent packet
   (ODATA, RDATA, or SPM) transmission and the next heartbeat
   transmission.  IHB_TMR is initialized to a minimum interval IHB_MIN
   after the transmission of any data packet.  If IHB_TMR expires, the
   source transmits a heartbeat SPM and initializes IHB_TMR to double
   its previous value.  The transmission of consecutive heartbeat SPMs
   doubles IHB each time up to a maximum interval IHB_MAX.  The
   transmission of any data packet initializes IHB_TMR to IHB_MIN once
   again.  The effect is to provoke prompt detection of missing packets
   in the absence of data to transmit, and to do so with minimal
   bandwidth overhead.

5.1.6.  Ambient and Heartbeat SPMs

   Ambient and heartbeat SPMs are described as driven by separate timers
   in this specification to highlight their contrasting functions.
   Ambient SPMs are driven by a count-down timer that expires regularly
   while heartbeat SPMs are driven by a count-down timer that keeps
   being reset by data, and the interval of which changes once it begins
   to expire.  The ambient SPM timer is just counting down in real-time
   while the heartbeat timer is measuring the inter-data-packet
   interval.

   In the presence of data, no heartbeat SPMs will be transmitted since
   the transmission of data keeps setting the IHB_TMR back to its
   initial value.  At the same time however, ambient SPMs MUST be
   interleaved into the data as a matter of course, not necessarily as a
   heartbeat mechanism.  This ambient transmission of SPMs is REQUIRED
   to keep the distribution tree information in the network current and
   to allow new receivers to synchronize with the session.

   An implementation SHOULD de-couple ambient and heartbeat SPM timers
   sufficiently to permit them to be configured independently of each
   other.

5.2.  Negative Acknowledgment Confirmation

   A source MUST immediately multicast an NCF in response to any NAK it
   receives.  The NCF is REQUIRED since the alternative of responding
   immediately with RDATA would not allow other PGM network elements on
   the same subnet to do NAK anticipation, nor would it allow DLRs on
   the same subnet to provide repairs.  A source SHOULD be able to
   detect a NAK storm and adopt countermeasure to protect the network
   against a denial of service.  A possible countermeasure is to send
   the first NCF immediately in response to a NAK and then delay the
   generation of further NCFs (for identical NAKs) by a small interval,
   so that identical NCFs are rate-limited, without affecting the
   ability to suppress NAKs.

5.3.  Repairs

   After multicasting an NCF in response to a NAK, a source MUST then
   multicast RDATA (while respecting TXW_MAX_RTE) in response to any NAK
   it receives for data packets within the transmit window.

   In the interest of increasing the efficiency of a particular RDATA
   packet, a source MAY delay RDATA transmission to accommodate the
   arrival of NAKs from the whole loss neighborhood.  This delay SHOULD
   not exceed twice the greatest propagation delay in the loss
   neighborhood.

6.  Procedures - Receivers

6.1.  Data Reception

   Initial data reception

   A receiver SHOULD initiate data reception beginning with the first
   data packet it receives within the advertised transmit window.  This
   packet's sequence number (ODATA_SQN) temporarily defines the trailing
   edge of the transmit window from the receiver's perspective.  That
   is, it is assigned to RXW_TRAIL_INIT within the receiver, and until
   the trailing edge sequence number advertised in subsequent packets
   (SPMs or ODATA or RDATA) increments past RXW_TRAIL_INIT, the receiver
   MUST only request repairs for sequence numbers subsequent to
   RXW_TRAIL_INIT.  Thereafter, it MAY request repairs anywhere in the
   transmit window.  This temporary restriction on repair requests
   prevents receivers from requesting a potentially large amount of
   history when they first begin to receive a given PGM transport
   session.

   Note that the JOIN option, discussed later, MAY be used to provide a
   different value for RXW_TRAIL_INIT.

   Receiving and discarding data packets

   Within a given transport session, a receiver MUST accept any ODATA or
   RDATA packets within the receive window.  A receiver MUST discard any
   data packet that duplicates one already received in the transmit
   window.  A receiver MUST discard any data packet outside of the
   receive window.

   Contiguous data

   Contiguous data is comprised of those data packets within the receive
   window that have been received and are in the range from RXW_TRAIL up
   to (but not including) the first missing sequence number in the
   receive window.  The most recently received data packet of contiguous
   data defines the leading edge of contiguous data.

   As its default mode of operation, a receiver MUST deliver only
   contiguous data packets to the application, and it MUST do so in the
   order defined by those data packets' sequence numbers.  This provides
   applications with a reliable ordered data flow.

   Non contiguous data

   PGM receiver implementations MAY optionally provide a mode of
   operation in which data is delivered to an application in the order
   received.  However, the implementation MUST only deliver complete
   application protocol data units (APDUs) to the application.  That is,
   APDUs that have been fragmented into different TPDUs MUST be
   reassembled before delivery to the application.

6.2.  Source Path Messages

   Receivers MUST receive and sequence SPMs for any TSI they are
   receiving.  An SPM is in sequence if its sequence number is greater
   than that of the most recent in-sequence SPM and within half the PGM
   number space.  Out-of-sequence SPMs MUST be discarded.

   For each TSI, receivers MUST use the most recent SPM to determine the
   NLA of the upstream PGM network element for use in NAK addressing.  A
   receiver MUST NOT initiate repair requests until it has received at
   least one SPM for the corresponding TSI.

   Since SPMs require per-hop processing, it is likely that they will be
   forwarded at a slower rate than data, and that they will arrive out
   of sync with the data stream.  In this case, the window information
   that the SPMs carry will be out of date.  Receivers SHOULD expect
   this to be the case and SHOULD detect it by comparing the packet lead
   and trail values with the values the receivers have stored for lead
   and trail.  If the SPM packet values are less, they SHOULD be
   ignored, but the rest of the packet SHOULD be processed as normal.

6.3.  Data Recovery by Negative Acknowledgment

   Detecting missing data packets

   Receivers MUST detect gaps in the expected data sequence in the
   following manners:

      by comparing the sequence number on the most recently received
      ODATA or RDATA packet with the leading edge of contiguous data

      by comparing SPM_LEAD of the most recently received SPM with the
      leading edge of contiguous data

   In both cases, if the receiver has not received all intervening data
   packets, it MAY initiate selective NAK generation for each missing
   sequence number.

   In addition, a receiver may detect a single missing data packet by
   receiving an NCF or multicast NAK for a data packet within the
   transmit window which it has not received.  In this case it MAY
   initiate selective NAK generation for the said sequence number.

   In all cases, receivers SHOULD temper the initiation of NAK
   generation to account for simple mis-ordering introduced by the
   network.  A possible mechanism to achieve this is to assume loss only
   after the reception of N packets with sequence numbers higher than
   those of the (assumed) lost packets.  A possible value for N is 2.
   This method SHOULD be complemented with a timeout based mechanism
   that handles the loss of the last packet before a pause in the
   transmission of the data stream.  The leading edge field in SPMs
   SHOULD also be taken into account in the loss detection algorithm.

   Generating NAKs

   NAK generation follows the detection of a missing data packet and is
   the cycle of:

      waiting for a random period of time (NAK_RB_IVL) while listening
      for matching NCFs or NAKs

      transmitting a NAK if a matching NCF or NAK is not heard

      waiting a period (NAK_RPT_IVL) for a matching NCF and recommencing
      NAK generation if the matching NCF is not received

      waiting a period (NAK_RDATA_IVL) for data and recommencing NAK
      generation if the matching data is not received

   The entire generation process can be summarized by the following
   state machine:

                              |
                              | detect missing tpdu
                              |   - clear data retry count
                              |   - clear NCF retry count
                              V
      matching NCF |--------------------------|
   <---------------|   BACK-OFF_STATE         | <----------------------
   |               | start timer(NAK_RB_IVL)  |            ^          ^
   |               |                          |            |          |
   |               |--------------------------|            |          |
   |       matching |         | timer expires              |          |
   |         NAK    |         |   - send NAK               |          |
   |                |         |                            |          |
   |                V         V                            |          |
   |               |--------------------------|            |          |
   |               |    WAIT_NCF_STATE        |            |          |
   |  matching NCF | start timer(NAK_RPT_IVL) |            |          |
   |<--------------|                          |------------>          |
   |               |--------------------------| timer expires         |
   |                    |         |         ^    - increment NCF      |
   |    NAK_NCF_RETRIES |         |         |      retry count        |
   |       exceeded     |         |         |                         |
   |                    V         -----------                         |
   |                Cancelation      matching NAK                     |
   |                                   - restart timer(NAK_RPT_IVL)   |
   |                                                                  |
   |                                                                  |
   V               |--------------------------|                       |
   --------------->|   WAIT_DATA_STATE        |----------------------->
                   |start timer(NAK_RDATA_IVL)|  timer expires
                   |                          |   - increment data
                   |--------------------------|     retry count
                      |        |           ^
     NAK_DATA_RETRIES |        |           |
         exceeded     |        |           |
                      |         -----------
                      |          matching NCF or NAK
                      V            - restart timer(NAK_RDATA_IVL)
                 Cancellation

   In any state, receipt of matching RDATA or ODATA completes data
   recovery and successful exit from the state machine.  State
   transition stops any running timers.

   In any state, if the trailing edge of the window moves beyond the
   sequence number, data recovery for that sequence number terminates.

   During NAK_RB_IVL a NAK is said to be pending.  When awaiting data or
   an NCF, a NAK is said to be outstanding.

   Backing off NAK transmission

   Before transmitting a NAK, a receiver MUST wait some interval
   NAK_RB_IVL chosen randomly over some time period NAK_BO_IVL.  During
   this period, receipt of a matching NAK or a matching NCF will suspend
   NAK generation.  NAK_RB_IVL is counted down from the time a missing
   data packet is detected.

   A value for NAK_BO_IVL learned from OPT_NAK_BO_IVL (see 16.4.1 below)
   MUST NOT be used by a receiver (i.e., the receiver MUST NOT NAK)
   unless either NAK_BO_IVL_SQN is zero, or the receiver has seen
   POLL_RND == 0 for POLL_SQN =< NAK_BO_IVL_SQN within half the sequence
   number space.

   When a parity NAK (Appendix A, FEC) is being generated, the back-off
   interval SHOULD be inversely biased with respect to the number of
   parity packets requested.  This way NAKs requesting larger numbers of
   parity packets are likely to be sent first and thus suppress other
   NAKs.  A NAK for a given transmission group suppresses another NAK
   for the same transmission group only if it is requesting an equal or
   larger number of parity packets.

   When a receiver has to transmit a sequence of NAKs, it SHOULD
   transmit the NAKs in order from oldest to most recent.

   Suspending NAK generation

   Suspending NAK generation just means waiting for either NAK_RB_IVL,
   NAK_RPT_IVL or NAK_RDATA_IVL to pass.  A receiver MUST suspend NAK
   generation if a duplicate of the NAK is already pending from this
   receiver or the NAK is already outstanding from this or another
   receiver.

   NAK suppression

   A receiver MUST suppress NAK generation and wait at least
   NAK_RDATA_IVL before recommencing NAK generation if it hears a
   matching NCF or NAK during NAK_RB_IVL.  A matching NCF must match
   NCF_TSI with NAK_TSI, and NCF_SQN with NAK_SQN.

   Transmitting a NAK

   Upon expiry of NAK_RB_IVL, a receiver MUST unicast a NAK to the
   upstream PGM network element for the TSI specifying the transport
   session identifier and missing sequence number.  In addition, it MAY

   multicast a NAK with TTL of 1 to the group, if the PGM parent is not
   directly connected.  It also records both the address of the source
   of the corresponding ODATA and the address of the group in the NAK
   header.

   It MUST repeat the NAK at a rate governed by NAK_RPT_IVL up to
   NAK_NCF_RETRIES times while waiting for a matching NCF.  It MUST then
   wait NAK_RDATA_IVL before recommencing NAK generation.  If it hears a
   matching NCF or NAK during NAK_RDATA_IVL, it MUST wait anew for
   NAK_RDATA_IVL before recommencing NAK generation (i.e. matching NCFs
   and NAKs restart NAK_RDATA_IVL).

   Completion of NAK generation

   NAK generation is complete only upon the receipt of the matching
   RDATA (or even ODATA) packet at any time during NAK generation.

   Cancellation of NAK generation

   NAK generation is cancelled upon the advancing of the receive window
   so as to exclude the matching sequence number of a pending or
   outstanding NAK, or NAK_DATA_RETRIES / NAK_NCF_RETRIES being
   exceeded.  Cancellation of NAK generation indicates unrecoverable
   data loss.

   Receiving NCFs and multicast NAKs

   A receiver MUST discard any NCFs or NAKs it hears for data packets
   outside the transmit window or for data packets it has received.
   Otherwise they are treated as appropriate for the current repair
   state.

7.  Procedures - Network Elements

7.1.  Source Path State

   Upon receipt of an in-sequence SPM, a network element records the
   Source Path Address SPM_PATH with the multicast routing information
   for the TSI.  If the receiving network element is on the same subnet
   as the forwarding network element, this address will be the same as
   the address of the immediately upstream network element on the
   distribution tree for the TSI.  If, however, non-PGM network elements
   intervene between the forwarding and the receiving network elements,
   this address will be the address of the first PGM network element
   across the intervening network elements.

   The network element then forwards the SPM on each outgoing interface
   for that TSI.  As it does so, it encodes the network address of the
   outgoing interface in SPM_PATH in each copy of the SPM it forwards.

7.2.  NAK Confirmation

   Network elements MUST immediately transmit an NCF in response to any
   unicast NAK they receive.  The NCF MUST be multicast to the group on
   the interface on which the NAK was received.

      Nota Bene: In order to avoid creating multicast routing state for
      PGM network elements across non-PGM-capable clouds, the network-
      header source address of NCFs transmitted by network elements MUST
      be set to the ODATA source's NLA, not the network element's NLA as
      might be expected.

   Network elements should be able to detect a NAK storm and adopt
   counter-measure to protect the network against a denial of service.
   A possible countermeasure is to send the first NCF immediately in
   response to a NAK and then delay the generation of further NCFs (for
   identical NAKs) by a small interval, so that identical NCFs are
   rate-limited, without affecting the ability to suppress NAKs.

   Simultaneously, network elements MUST establish repair state for the
   NAK if such state does not already exist, and add the interface on
   which the NAK was received to the corresponding repair interface list
   if the interface is not already listed.

7.3.  Constrained NAK Forwarding

   The NAK forwarding procedures for network elements are quite similar
   to those for receivers, but three important differences should be
   noted.

   First, network elements do NOT back off before forwarding a NAK
   (i.e., there is no NAK_BO_IVL) since the resulting delay of the NAK
   would compound with each hop.  Note that NAK arrivals will be
   randomized by the receivers from which they originate, and this
   factor in conjunction with NAK anticipation and elimination will
   combine to forestall NAK storms on subnets with a dense network
   element population.

   Second, network elements do NOT retry confirmed NAKs if RDATA is not
   seen; they simply discard the repair state and rely on receivers to
   re-request the repair.  This approach keeps the repair state in the
   network elements relatively ephemeral and responsive to underlying
   routing changes.

   Third, note that ODATA does NOT cancel NAK forwarding in network
   elements since it is switched by network elements without transport-
   layer intervention.

      Nota Bene: Once confirmed by an NCF, network elements discard NAK
      packets; they are NOT retained in network elements beyond this
      forwarding operation.

   NAK forwarding requires that a network element listen to NCFs for the
   same transport session.  NAK forwarding also requires that a network
   element observe two time out intervals for any given NAK (i.e., per
   NAK_TSI and NAK_SQN): NAK_RPT_IVL and NAK_RDATA_IVL.

   The NAK repeat interval NAK_RPT_IVL, limits the length of time for
   which a network element will repeat a NAK while waiting for a
   corresponding NCF.  NAK_RPT_IVL is counted down from the transmission
   of a NAK.  Expiry of NAK_RPT_IVL cancels NAK forwarding (due to
   missing NCF).

   The NAK RDATA interval NAK_RDATA_IVL, limits the length of time for
   which a network element will wait for the corresponding RDATA.
   NAK_RDATA_IVL is counted down from the time a matching NCF is
   received.  Expiry of NAK_RDATA_IVL causes the network element to
   discard the corresponding repair state (due to missing RDATA).

   During NAK_RPT_IVL, a NAK is said to be pending.  During
   NAK_RDATA_IVL, a NAK is said to be outstanding.

   A Network element MUST forward NAKs only to the upstream PGM network
   element for the TSI.

   A network element MUST repeat a NAK at a rate of NAK_RPT_RTE for an
   interval of NAK_RPT_IVL until it receives a matching NCF.  A matching
   NCF must match NCF_TSI with NAK_TSI, and NCF_SQN with NAK_SQN.

   Upon reception of the corresponding NCF, network elements MUST wait
   at least NAK_RDATA_IVL for the corresponding RDATA.  Receipt of the
   corresponding RDATA at any time during NAK forwarding cancels NAK
   forwarding and tears down the corresponding repair state in the
   network element.

7.4.  NAK elimination

   Two NAKs duplicate each other if they bear the same NAK_TSI and
   NAK_SQN.  Network elements MUST discard all duplicates of a NAK that
   is pending.

   Once a NAK is outstanding, network elements MUST discard all
   duplicates of that NAK for NAK_ELIM_IVL.  Upon expiry of
   NAK_ELIM_IVL, network elements MUST suspend NAK elimination for that
   TSI/SQN until the first duplicate of that NAK is seen after the
   expiry of NAK_ELIM_IVL.  This duplicate MUST be forwarded in the
   usual manner.  Once this duplicate NAK is outstanding, network
   elements MUST once again discard all duplicates of that NAK for
   NAK_ELIM_IVL, and so on.  NAK_RDATA_IVL MUST be reset each time a NAK
   for the corresponding TSI/SQN is confirmed (i.e., each time
   NAK_ELIM_IVL is reset).  NAK_ELIM_IVL MUST be some small fraction of
   NAK_RDATA_IVL.

   NAK_ELIM_IVL acts to balance implosion prevention against repair
   state liveness.  That is, it results in the elimination of all but at
   most one NAK per NAK_ELIM_IVL thereby allowing repeated NAKs to keep
   the repair state alive in the PGM network elements.

7.5.  NAK Anticipation

   An unsolicited NCF is one that is received by a network element when
   the network element has no corresponding pending or outstanding NAK.
   Network elements MUST process unsolicited NCFs differently depending
   on the interface on which they are received.

   If the interface on which an NCF is received is the same interface
   the network element would use to reach the upstream PGM network
   element, the network element simply establishes repair state for
   NCF_TSI and NCF_SQN without adding the interface to the repair
   interface list, and discards the NCF.  If the repair state already
   exists, the network element restarts the NAK_RDATA_IVL and
   NAK_ELIM_IVL timers and discards the NCF.

   If the interface on which an NCF is received is not the same
   interface the network element would use to reach the upstream PGM
   network element, the network element does not establish repair state
   and just discards the NCF.

   Anticipated NAKs permit the elimination of any subsequent matching
   NAKs from downstream.  Upon establishing anticipated repair state,
   network elements MUST eliminate subsequent NAKs only for a period of
   NAK_ELIM_IVL.  Upon expiry of NAK_ELIM_IVL, network elements MUST
   suspend NAK elimination for that TSI/SQN until the first duplicate of
   that NAK is seen after the expiry of NAK_ELIM_IVL.  This duplicate
   MUST be forwarded in the usual manner.  Once this duplicate NAK is
   outstanding, network elements MUST once again discard all duplicates
   of that NAK for NAK_ELIM_IVL, and so on.  NAK_RDATA_IVL MUST be reset

   each time a NAK for the corresponding TSI/SQN is confirmed (i.e.,
   each time NAK_ELIM_IVL is reset).  NAK_ELIM_IVL must be some small
   fraction of NAK_RDATA_IVL.

7.6.  NAK Shedding

   Network elements MAY implement local procedures for withholding NAK
   confirmations for receivers detected to be reporting excessive loss.
   The result of these procedures would ultimately be unrecoverable data
   loss in the receiver.

7.7.  Addressing NAKs

   A PGM network element uses the source and group addresses (NLAs)
   contained in the transport header to find the state for the
   corresponding TSI, looks up the corresponding upstream PGM network
   element's address, uses it to re-address the (unicast) NAK, and
   unicasts it on the upstream interface for the distribution tree for
   the TSI.

7.8.  Constrained RDATA Forwarding

   Network elements MUST maintain repair state for each interface on
   which a given NAK is received at least once.  Network elements MUST
   then use this list of interfaces to constrain the forwarding of the
   corresponding RDATA packet only to those interfaces in the list.  An
   RDATA packet corresponds to a NAK if it matches NAK_TSI and NAK_SQN.

   Network elements MUST maintain this repair state only until either
   the corresponding RDATA is received and forwarded, or NAK_RDATA_IVL
   passes after forwarding the most recent instance of a given NAK.
   Thereafter, the corresponding repair state MUST be discarded.

   Network elements SHOULD discard and not forward RDATA packets for
   which they have no repair state.  Note that the consequence of this
   procedure is that, while it constrains repairs to the interested
   subset of the network, loss of repair state precipitates further NAKs
   from neglected receivers.

8.  Packet Formats

   All of the packet formats described in this section are transport-
   layer headers that MUST immediately follow the network-layer header
   in the packet.  Only data packet headers (ODATA and RDATA) may be
   followed in the packet by application data.  For each packet type,
   the network-header source and destination addresses are specified in

   addition to the format and contents of the transport layer header.
   Recall from General Procedures that, for PGM over IP multicast, SPMs,
   NCFs, and RDATA MUST also bear the IP Router Alert Option.

   For PGM over IP, the IP protocol number is 113.

   In all packets the descriptions of Data-Source Port, Data-Destination
   Port, Type, Options, Checksum, Global Source ID (GSI), and Transport
   Service Data Unit (TSDU) Length are:

      Data-Source Port:

         A random port number generated by the source.  This port number
         MUST be unique within the source.  Source Port together with
         Global Source ID forms the TSI.

      Data-Destination Port:

         A globally well-known port number assigned to the given PGM
         application.

      Type:

         The high-order two bits of the Type field encode a version
         number, 0x0 in this instance.  The low-order nibble of the type
         field encodes the specific packet type.  The intervening two
         bits (the low-order two bits of the high-order nibble) are
         reserved and MUST be zero.

         Within the low-order nibble of the Type field:

            values in the range 0x0 through 0x3 represent SPM-like
            packets (i.e., session-specific, sourced by a source,
            periodic),

            values in the range 0x4 through 0x7 represent DATA-like
            packets (i.e., data and repairs),

            values in the range 0x8 through 0xB represent NAK-like
            packets (i.e., hop-by-hop reliable NAK forwarding
            procedures),

            and values in the range 0xC through 0xF represent SPMR-like
            packets (i.e., session-specific, sourced by a receiver,
            asynchronous).

         Options: 

      This field encodes binary indications of the presence and
      significance of any options.  It also directly encodes some
      options.

      bit 7 set => One or more Option Extensions are present

      bit 6 set => One or more Options are network-significant

         Note that this bit is clear when OPT_FRAGMENT and/or
         OPT_JOIN are the only options present.

      bit 1 set => Packet is a parity packet for a transmission
	 group
      of variable sized packets (OPT_VAR_PKTLEN).  Only present
	 when
      OPT_PARITY is also present.

      bit 0 set => Packet is a parity packet (OPT_PARITY)

      Bits are numbered here from left (0 = MSB) to right (7 =
	 LSB).

      All the other options (option extensions) are encoded in
      extensions to the PGM header.

EID 323 (Verified) is as follows:

Section: 8

Original Text:

   Options:

      This field encodes binary indications of the presence and
      significance of any options.  It also directly encodes some
      options.

      bit 0 set => One or more Option Extensions are present

      bit 1 set => One or more Options are network-significant

         Note that this bit is clear when OPT_FRAGMENT and/or
         OPT_JOIN are the only options present.

      bit 6 set => Packet is a parity packet for a transmission
	 group
      of variable sized packets (OPT_VAR_PKTLEN).  Only present
	 when
      OPT_PARITY is also present.

      bit 7 set => Packet is a parity packet (OPT_PARITY)

      Bits are numbered here from left (0 = MSB) to right (7 =
	 LSB).

      All the other options (option extensions) are encoded in
      extensions to the PGM header.

Corrected Text:

   Options:

      This field encodes binary indications of the presence and
      significance of any options.  It also directly encodes some
      options.

      bit 7 set => One or more Option Extensions are present

      bit 6 set => One or more Options are network-significant

         Note that this bit is clear when OPT_FRAGMENT and/or
         OPT_JOIN are the only options present.

      bit 1 set => Packet is a parity packet for a transmission
	 group
      of variable sized packets (OPT_VAR_PKTLEN).  Only present
	 when
      OPT_PARITY is also present.

      bit 0 set => Packet is a parity packet (OPT_PARITY)

      Bits are numbered here from left (0 = MSB) to right (7 =
	 LSB).

      All the other options (option extensions) are encoded in
      extensions to the PGM header.
Notes:
Checksum: This field is the usual 1's complement of the 1's complement sum of the entire PGM packet including header. The checksum does not include a network-layer pseudo header for compatibility with network address translation. If the computed checksum is zero, it is transmitted as all ones. A value of zero in this field means the transmitter generated no checksum. Note that if any entity between a source and a receiver modifies the PGM header for any reason, it MUST either recompute the checksum or clear it. The checksum is mandatory on data packets (ODATA and RDATA). Global Source ID: A globally unique source identifier. This ID MUST NOT change throughout the duration of the transport session. A RECOMMENDED identifier is the low-order 48 bits of the MD5 [9] signature of the DNS name of the source. Global Source ID together with Data-Source Port forms the TSI. TSDU Length: The length in octets of the transport data unit exclusive of the transport header. Note that those who require the TPDU length must obtain it from sum of the transport header length (TH) and the TSDU length. TH length is the sum of the size of the particular PGM packet header (type_specific_size) plus the length of any options that might be present. Address Family Indicators (AFIs) are as specified in [10]. 8.1. Source Path Messages SPMs are sent by a source to establish source path state in network elements and to provide transmit window state to receivers. The network-header source address of an SPM is the unicast NLA of the entity that originates the SPM. The network-header destination address of an SPM is a multicast group NLA. 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Source Port | Destination Port | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Type | Options | Checksum | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Global Source ID ... | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | ... Global Source ID | TSDU Length | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | SPM's Sequence Number | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Trailing Edge Sequence Number | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Leading Edge Sequence Number | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | NLA AFI | Reserved | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Path NLA ... | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-...-+-+ | Option Extensions when present ... | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+- ... -+-+-+-+-+-+-+-+-+-+-+-+-+-+ Source Port: SPM_SPORT Data-Source Port, together with SPM_GSI forms SPM_TSI Destination Port: SPM_DPORT Data-Destination Port Type: SPM_TYPE = 0x00 Global Source ID: SPM_GSI Together with SPM_SPORT forms SPM_TSI SPM's Sequence Number SPM_SQN The sequence number assigned to the SPM by the source. Trailing Edge Sequence Number: SPM_TRAIL The sequence number defining the current trailing edge of the source's transmit window (TXW_TRAIL). Leading Edge Sequence Number: SPM_LEAD The sequence number defining the current leading edge of the source's transmit window (TXW_LEAD). If SPM_TRAIL == 0 and SPM_LEAD == 0x80000000, this indicates that no window information is present in the packet. Path NLA: SPM_PATH The NLA of the interface on the network element on which this SPM was forwarded. Initialized by a source to the source's NLA, rewritten by each PGM network element upon forwarding. 8.2. Data Packets Data packets carry application data from a source or a repairer to receivers. ODATA: Original data packets transmitted by a source. RDATA: Repairs transmitted by a source or by a designated local repairer (DLR) in response to a NAK. The network-header source address of a data packet is the unicast NLA of the entity that originates the data packet. The network-header destination address of a data packet is a multicast group NLA. 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Source Port | Destination Port | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Type | Options | Checksum | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Global Source ID ... | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | ... Global Source ID | TSDU Length | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Data Packet Sequence Number | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Trailing Edge Sequence Number | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Option Extensions when present ... | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+- ... -+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Data ... +-+-+- ... Source Port: OD_SPORT, RD_SPORT Data-Source Port, together with Global Source ID forms: OD_TSI, RD_TSI Destination Port: OD_DPORT, RD_DPORT Data-Destination Port Type: OD_TYPE = 0x04 RD_TYPE = 0x05 Global Source ID: OD_GSI, RD_GSI Together with Source Port forms: OD_TSI, RD_TSI Data Packet Sequence Number: OD_SQN, RD_SQN The sequence number originally assigned to the ODATA packet by the source. Trailing Edge Sequence Number: OD_TRAIL, RD_TRAIL The sequence number defining the current trailing edge of the source's transmit window (TXW_TRAIL). In RDATA, this MAY not be the same as OD_TRAIL of the ODATA packet for which it is a repair. Data: Application data. 8.3. Negative Acknowledgments and Confirmations NAK: Negative Acknowledgments are sent by receivers to request the repair of an ODATA packet detected to be missing from the expected sequence. N-NAK: Null Negative Acknowledgments are sent by DLRs to provide flow control feedback to the source of ODATA for which the DLR has provided the corresponding RDATA. The network-header source address of a NAK is the unicast NLA of the entity that originates the NAK. The network-header source address of NAK is rewritten by each PGM network element with its own. The network-header destination address of a NAK is initialized by the originator of the NAK (a receiver) to the unicast NLA of the upstream PGM network element known from SPMs. The network-header destination address of a NAK is rewritten by each PGM network element with the unicast NLA of the upstream PGM network element to which this NAK is forwarded. On the final hop, the network-header destination address of a NAK is rewritten by the PGM network element with the unicast NLA of the original source or the unicast NLA of a DLR. NCF: NAK Confirmations are sent by network elements and sources to confirm the receipt of a NAK. The network-header source address of an NCF is the ODATA source's NLA, not the network element's NLA as might be expected. The network-header destination address of an NCF is a multicast group NLA. Note that in NAKs and N-NAKs, unlike the other packets, the field SPORT contains the Data-Destination port and the field DPORT contains the Data-Source port. As a general rule, the content of SPORT/DPORT is determined by the direction of the flow: in packets which travel down-stream SPORT is the port number chosen in the data source (Data-Source Port) and DPORT is the data destination port number (Data-Destination Port). The opposite holds for packets which travel upstream. This makes DPORT the protocol endpoint in the recipient host, regardless of the direction of the packet. 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Source Port | Destination Port | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Type | Options | Checksum | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Global Source ID ... | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | ... Global Source ID | TSDU Length | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Requested Sequence Number | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | NLA AFI | Reserved | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Source NLA ... | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-...-+-+ | NLA AFI | Reserved | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Multicast Group NLA ... | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-...-+-+ | Option Extensions when present ... +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+- ... Source Port: NAK_SPORT, NNAK_SPORT Data-Destination Port NCF_SPORT Data-Source Port, together with Global Source ID forms NCF_TSI Destination Port: NAK_DPORT, NNAK_DPORT Data-Source Port, together with Global Source ID forms: NAK_TSI, NNAK_TSI NCF_DPORT Data-Destination Port Type: NAK_TYPE = 0x08 NNAK_TYPE = 0x09 NCF_TYPE = 0x0A Global Source ID: NAK_GSI, NNAK_GSI, NCF_GSI Together with Data-Source Port forms NAK_TSI, NNAK_TSI, NCF_TSI Requested Sequence Number: NAK_SQN, NNAK_SQN NAK_SQN is the sequence number of the ODATA packet for which a repair is requested. NNAK_SQN is the sequence number of the RDATA packet for which a repair has been provided by a DLR. NCF_SQN NCF_SQN is NAK_SQN from the NAK being confirmed. Source NLA: NAK_SRC, NNAK_SRC, NCF_SRC The unicast NLA of the original source of the missing ODATA. Multicast Group NLA: NAK_GRP, NNAK_GRP, NCF_GRP The multicast group NLA. NCFs MAY bear OPT_REDIRECT and/or OPT_NAK_LIST 9. Options PGM specifies several end-to-end options to address specific application requirements. PGM specifies options to support fragmentation, late joining, and redirection. Options MAY be appended to PGM data packet headers only by their original transmitters. While they MAY be interpreted by network elements, options are neither added nor removed by network elements. Options are all in the TLV style, or Type, Length, Value. The Type field is contained in the first byte, where bit 0 is the OPT_END bit, followed by 7 bits of type. The OPT_END bit MUST be set in the last option in the option list, whichever that might be. The Length field is the total length of the option in bytes, and directly follows the Type field. Following the Length field are 5 reserved bits, the OP_ENCODED flag, the 2 Option Extensibility bits OPX and the OP_ENCODED_NULL flag. Last are 7 bits designated for option specific information which may be defined on a per-option basis. If not defined for a particular option, they MUST be set to 0. The Option Extensibility bits dictate the desired treatment of an option if it is unknown to the network element processing it. Nota Bene: Only network elements pay any attention to these bits. The OPX bits are defined as follows: 00 - Ignore the option 01 - Invalidate the option by changing the type to OPT_INVALID = 0x7F 10 - Discard the packet 11 - Unsupported, and reserved for future use Some options present in data packet (ODATA and RDATA) are strictly associated with the packet content (PGM payload), OPT_FRAGMENT being an example. These options must be preserved even when the data packet that would normally contain them is not received, but its the payload is recovered though the use of FEC. PGM specifies a mechanism to accomplish this that uses the F (OP_ENCODED) and U (OP_ENCODED_NULL) bits in the option common header. OP_ENCODED and OP_ENCODED_NULL MUST be normally set to zero except when the option is used in FEC packets to preserve original options. See Appendix A for details. There is a limit of 16 options per packet. General Option Format 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ |E| Option Type | Option Length |Reserved |F|OPX|U|Opt. Specific| +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Option Value ... | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+...+-+-+ 9.1. Option extension length - OPT_LENGTH When option extensions are appended to the standard PGM header, the extensions MUST be preceded by an option extension length field specifying the total length of all option extensions. In addition, the presence of the options MUST be encoded in the Options field of the standard PGM header before the Checksum is computed. All network-significant options MUST be appended before any exclusively receiver-significant options. To provide an indication of the end of option extensions, OPT_END (0x80) MUST be set in the Option Type field of the trailing option extension. 9.1.1. OPT_LENGTH - Packet Extension Format 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Option Type | Option Length | Total length of all options | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Option Type = 0x00 Option Length = 4 octets Total length of all options The total length in octets of all option extensions including OPT_LENGTH. OPT_LENGTH is NOT network-significant. 9.2. Fragmentation Option - OPT_FRAGMENT Fragmentation allows transport-layer entities at a source to break up application protocol data units (APDUs) into multiple PGM data packets (TPDUs) to conform with the MTU supported by the network layer. The fragmentation option MAY be applied to ODATA and RDATA packets only. Architecturally, the accumulation of TSDUs into APDUs is applied to TPDUs that have already been received, duplicate eliminated, and contiguously sequenced by the receiver. Thus APDUs MAY be reassembled across increments of the transmit window. 9.2.1. OPT_FRAGMENT - Packet Extension Contents OPT_FRAG_OFF the offset of the fragment from the beginning of the APDU OPT_FRAG_LEN the total length of the original APDU 9.2.2. OPT_FRAGMENT - Procedures - Sources A source fragments APDUs into a contiguous series of fragments no larger than the MTU supported by the network layer. A source sequentially and uniquely assigns OD_SQNs to these fragments in the order in which they occur in the APDU. A source then sets OPT_FRAG_OFF to the value of the offset of the fragment in the original APDU (where the first byte of the APDU is at offset 0, and OPT_FRAG_OFF numbers the first byte in the fragment), and set OPT_FRAG_LEN to the value of the total length of the original APDU. 9.2.3. OPT_FRAGMENT - Procedures - Receivers Receivers detect and accumulate fragmented packets until they have received an entire contiguous sequence of packets comprising an APDU. This sequence begins with the fragment bearing OPT_FRAG_OFF of 0, and terminates with the fragment whose length added to its OPT_FRAG_OFF is OPT_FRAG_LEN. 9.2.4. OPT_FRAGMENT - Packet Extension Format 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ |E| Option Type | Option Length |Reserved |F|OPX|U| | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | First Sequence Number | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Offset | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Length | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Option Type = 0x01 Option Length = 12 octets First Sequence Number Sequence Number of the PGM DATA/RDATA packet containing the first fragment of the APDU. Offset The byte offset of the fragment from the beginning of the APDU (OPT_FRAG_OFF). Length The total length of the original APDU (OPT_FRAG_LEN). OPT_FRAGMENT is NOT network-significant. 9.3. NAK List Option - OPT_NAK_LIST The NAK List option MAY be used in conjunction with NAKs to allow receivers to request transmission for more than one sequence number with a single NAK packet. The option is limited to 62 listed NAK entries. The NAK list MUST be unique and duplicate free. It MUST be ordered, and MUST consist of either a list of selective or a list of parity NAKs. In general, network elements, sources and receivers must process a NAK list as if they had received individual NAKs for each sequence number in the list. The procedures for each are outlined in detail earlier in this document. Clarifications and differences are detailed here. 9.3.1. OPT_NAK_LIST - Packet Extensions Contents A list of sequence numbers for which retransmission is requested. 9.3.2. OPT_NAK_LIST - Procedures - Receivers Receivers MAY append the NAK List option to a NAK to indicate that they wish retransmission of a number of RDATA. Receivers SHOULD proceed to back off NAK transmission in a manner consistent with the procedures outlined for single sequence number NAKs. Note that the repair of each separate sequence number will be completed upon receipt of a separate RDATA packet. Reception of an NCF or multicast NAK containing the NAK List option suspends generation of NAKs for all sequence numbers within the NAK list, as well as the sequence number within the NAK header. 9.3.3. OPT_NAK_LIST - Procedures - Network Elements Network elements MUST immediately respond to a NAK with an identical NCF containing the same NAK list as the NAK itself. Network elements MUST forward a NAK containing a NAK List option if any one sequence number specified by the NAK (including that in the main NAK header) is not currently outstanding. That is, it MUST forward the NAK, if any one sequence number does not have an elimination timer running for it. The NAK must be forwarded intact. Network elements MUST eliminate a NAK containing the NAK list option only if all sequence numbers specified by the NAK (including that in the main NAK header) are outstanding. That is, they are all running an elimination timer. Upon receipt of an unsolicited NCF containing the NAK list option, a network element MUST anticipate data for every sequence number specified by the NAK as if it had received an NCF for every sequence number specified by the NAK. 9.3.4. OPT_NAK_LIST - Procedures - Sources A source MUST immediately respond to a NAK with an identical NCF containing the same NAK list as the NAK itself. It MUST then multicast RDATA (while respecting TXW_MAX_RTE) for every requested sequence number. 9.3.5. OPT_NAK_LIST - Packet Extension Format 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ |E| Option Type | Option Length |Reserved |F|OPX|U| | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Requested Sequence Number 1 | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | ..... | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Requested Sequence Number N | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Option Type = 0x02 Option Length = 4 + (4 * number of SQNs) octets Requested Sequence Number A list of up to 62 additional sequence numbers to which the NAK applies. OPT_NAK_LIST is network-significant. 9.4. Late Joining Option - OPT_JOIN Late joining allows a source to bound the amount of repair history receivers may request when they initially join a particular transport session. This option indicates that receivers that join a transport session in progress MAY request repair of all data as far back as the given minimum sequence number from the time they join the transport session. The default is for receivers to receive data only from the first packet they receive and onward. 9.4.1. OPT_JOIN - Packet Extensions Contents OPT_JOIN_MIN the minimum sequence number for repair 9.4.2. OPT_JOIN - Procedures - Receivers If a PGM packet (ODATA, RDATA, or SPM) bears OPT_JOIN, a receiver MAY initialize the trailing edge of the receive window (RXW_TRAIL_INIT) to the given Minimum Sequence Number and proceeds with normal data reception. 9.4.3. OPT_JOIN - Packet Extension Format 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ |E| Option Type | Option Length |Reserved |F|OPX|U| | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Minimum Sequence Number | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Option Type = 0x03 Option Length = 8 octets Minimum Sequence Number The minimum sequence number defining the initial trailing edge of the receive window for a late joining receiver. OPT_JOIN is NOT network-significant. 9.5. Redirect Option - OPT_REDIRECT Redirection MAY be used by a designated local repairer (DLR) to advertise its own address as an alternative to the original source, for requesting repairs. These procedures allow a PGM Network Element to use a DLR that is one PGM hop from it either upstream or downstream in the multicast distribution tree. The former are referred to as upstream DLRs. The latter are referred to as off-tree DLRs. Off-Tree because even though they are downstream of the point of loss, they might not lie on the subtree affected by the loss. A DLR MUST receive any PGM sessions for which it wishes to provide retransmissions. A DLR SHOULD respond to NCFs or POLLs sourced by its PGM parent with a redirecting POLR response packet containing an OPT_REDIRECT which provides its own network layer address. Recipients of redirecting POLRs MAY then direct NAKs for subsequent ODATA sequence numbers to the DLR rather than to the original source. In addition, DLRs that receive redirected NAKs for which they have RDATA MUST send a NULL NAK to provide flow control to the original source without also provoking a repair from that source. 9.5.1. OPT_REDIRECT - Packet Extensions Contents OPT_REDIR_NLA the DLR's own unicast network-layer address to which recipients of the redirecting POLR MAY direct subsequent NAKs for the corresponding TSI. 9.5.2. OPT_REDIRECT - Procedures - DLRs A DLR MUST receive any PGM sessions for which it wishes to provide a source of repairs. In addition to acting as an ordinary PGM receiver, a DLR MAY then respond to NCFs or relevant POLLs sourced by parent network elements (or even by the source itself) by sending a POLR containing an OPT_REDIRECT providing its own network-layer address. If a DLR can provide FEC repairs it MUST denote this by setting OPT_PARITY in the PGM header of its POLR response. 9.5.2.1. Upstream DLRs If the NCF completes NAK transmission initiated by the DLR itself, the DLR MUST NOT send a redirecting POLR. When a DLR receives an NCF from its upstream PGM parent, it SHOULD send a redirecting POLR, multicast to the group. The DLR SHOULD record that it is acting as an upstream DLR for the said session. Note that this POLR MUST have both the data source's source address and the router alert option in its network header. An upstream DLR MUST act as an ordinary PGM source in responding to any NAK it receives (i.e., directed to it). That is, it SHOULD respond first with a normal NCF and then RDATA as usual. In addition, an upstream DLR that receives redirected NAKs for which it has RDATA MUST send a NULL NAK to provide flow control to the original source. If it cannot provide the RDATA it forwards the NAK to the upstream PGM neighbor as usual. Nota Bene: In order to propagate on exactly the same distribution tree as ODATA, RDATA and POLR packets transmitted by DLRs MUST bear the ODATA source's NLA as the network-header source address, not the DLR's NLA as might be expected. 9.5.2.2. Off-Tree DLRs A DLR that receives a POLL with sub-type PGM_POLL_DLR MUST respond with a unicast redirecting POLR if it provides the appropriate service. The DLR SHOULD respond using the rules outlined for polling in Appendix D of this text. If the DLR responds, it SHOULD record that it is acting as an off-tree DLR for the said session. An off-tree DLR acts in a special way in responding to any NAK it receives (i.e., directed to it). It MUST respond to a NAK directed to it from its parent by unicasting an NCF and RDATA to its parent. The parent will then forward the RDATA down the distribution tree. The DLR uses its own and the parent's NLA addresses in the network header for the source and destination respectively. The unicast NCF and RDATA packets SHOULD not have the router alert option. In all other ways the RDATA header should be "as if" the packet had come from the source. Again, an off-tree DLR that receives redirected NAKs for which it has RDATA MUST originate a NULL NAK to provide flow control to the original source. It MUST originate the NULL NAK before originating the RDATA. This must be done to reduce the state held in the network element. If it cannot provide the RDATA for a given NAK, an off-tree DLR SHOULD confirm the NAK with a unicast NCF as normal, then immediately send a NAK for the said data packet back to its parent. 9.5.2.3. Simultaneous Upstream and Off-Tree DLR operation Note that it is possible for a DLR to provide service to its parent and to downstream network elements simultaneously. A downstream loss coupled with a loss for the same data on some other part of the distribution tree served by its parent could cause this. In this case it may provide both upstream and off-tree functionality simultaneously. Note that a DLR differentiates between NAKs from an NE downstream or from its parent by comparing the network-header source address of the NAK with it's upstream PGM parent's NLA. The DLR knows the parent's NLA from the session's SPM messages. 9.5.3. OPT_REDIRECT - Procedures - Network Elements 9.5.3.1. Discovering DLRs When a PGM router receives notification of a loss via a NAK, it SHOULD first try to use a known DLR to recover the loss. If such a DLR is not known it SHOULD initiate DLR discovery. DLR discovery may occur in two ways. If there are upstream DLRs, the NAK transmitted by this router to its PGM parent will trigger their discovery, via a redirecting POLR. Also, a network element SHOULD initiate a search for off-tree DLRs using the PGM polling mechanism, and the sub-type PGM_POLL_DLR. If a DLR can provide FEC repairs it will denote this by setting OPT_PARITY in the PGM header of its POLR response. A network element SHOULD only direct parity NAKs to a DLR that can provide FEC repairs. 9.5.3.2. Redirected Repair When it can, a network element SHOULD use upstream DLRs. Upon receiving a redirecting POLR, network elements SHOULD record the redirecting information for the TSI, and SHOULD redirect subsequent NAKs for the same TSI to the network address provided in the redirecting POLR rather than to the PGM neighbor known via the SPMs. Note, however, that a redirecting POLR is NOT regarded as matching the NAK that provoked it, so it does not complete the transmission of that NAK. Only a normal matching NCF can complete the transmission of a NAK. For subsequent NAKs, if the network element has recorded redirection information for the corresponding TSI, it MAY change the destination network address of those NAKs and attempt to transmit them to the DLR. No NAK for a specific SQN SHOULD be sent to an off-tree DLR if a NAK for the SQN has been seen on the interface associated with the DLR. Instead the NAK SHOULD be forwarded upstream. Subsequent NAKs for different SQNs MAY be forwarded to the said DLR (again assuming no NAK for them has been seen on the interface to the DLR). If a corresponding NCF is not received from the DLR within NAK_RPT_IVL, the network element MUST discard the redirecting information for the TSI and re-attempt to forward the NAK towards the PGM upstream neighbor. If a NAK is received from the DLR for a requested SQN, the network element MUST discard the redirecting information for the SQN and re- attempt to forward the NAK towards the PGM upstream neighbor. The network element MAY still direct NAKs for different SQNs to the DLR. RDATA and NCFs from upstream DLRs will flow down the distribution tree. However, RDATA and NCFs from off-tree DLRs will be unicast to the network element. The network element will terminate the NCF, but MUST put the source's NLA and the group address into the network header and MUST add router alert before forwarding the RDATA packet to the distribution subtree. NULL NAKs from an off-tree DLR for an RDATA packet requested from that off-tree DLR MUST always be forwarded upstream. The network element can assume that these will arrive before the matching RDATA. Other NULL NAKs are forwarded only if matching repair state has not already been created. Network elements MUST NOT confirm or retry NULL NAKs and they MUST NOT add the receiving interface to the repair state. If a NULL NAK is used to initially create repair state, this fact must be recorded so that any subsequent non-NULL NAK will not be eliminated, but rather will be forwarded to provoke an actual repair. State created by a NULL NAK exists only for NAK_ELIM_IVL. 9.5.4. OPT_REDIRECT - Procedures - Receivers These procedures are intended to be applied in instances where a receiver's first hop router on the reverse path to the source is not a PGM Network Element. So, receivers MUST ignore a redirecting POLR from a DLR on the same IP subnet that the receiver resides on, since this is likely to suffer identical loss to the receiver and so be useless. Therefore, these procedures are entirely OPTIONAL. A receiver MAY choose to ignore all redirecting POLRs since in cases where its first hop router on the reverse path is PGM capable, it would ignore them anyway. Also, note that receivers will never learn of off-tree DLRs. Upon receiving a redirecting POLR, receivers SHOULD record the redirecting information for the TSI, and MAY redirect subsequent NAKs for the same TSI to the network address provided in the redirecting POLR rather than to the PGM neighbor for the corresponding ODATA for which the receiver is requesting repair. Note, however, that a redirecting POLR is NOT regarded as matching the NAK that provoked it, so it does not complete the transmission of that NAK. Only a normal matching NCF can complete the transmission of a NAK. For subsequent NAKs, if the receiver has recorded redirection information for the corresponding TSI, it MAY change the destination network address of those NAKs and attempt to transmit them to the DLR. If a corresponding NCF is not received within NAK_RPT_IVL, the receiver MUST discard the redirecting information for the TSI and re-attempt to forward the NAK to the PGM neighbor for the original source of the missing ODATA. 9.5.5. OPT_REDIRECT - Packet Extension Format 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ |E| Option Type | Option Length |Reserved |F|OPX|U| | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | NLA AFI | Reserved | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | DLR's NLA ... | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-...-+-+ Option Type = 0x07 Option Length = 4 + NLA length DLR's NLA The DLR's own unicast network address to which recipients of the redirecting POLR may direct subsequent NAKs. OPT_REDIRECT is network-significant. 9.6. OPT_SYN - Synchronization Option The SYN option indicates the starting data packet for a session. It must only appear in ODATA or RDATA packets. The SYN option MAY be used to provide a useful abstraction to applications that can simplify application design by providing stream start notification. It MAY also be used to let a late joiner to a session know that it is indeed late (i.e. it would not see the SYN option). 9.6.1. OPT_SYN - Procedures - Receivers Procedures for receivers are implementation dependent. A receiver MAY use the SYN to provide its applications with abstractions of the data stream. 9.6.2. OPT_SYN - Procedures - Sources Sources MAY include OPT_SYN in the first data for a session. That is, they MAY include the option in: the first ODATA sent on a session by a PGM source any RDATA sent as a result of loss of this ODATA packet all FEC packets for the first transmission group; in this case it is interpreted as the first packet having the SYN 9.6.3. OPT_SYN - Procedures - DLRs In an identical manner to sources, DLRs MUST provide OPT_SYN in any retransmitted data that is at the start of a session. 9.6.4. OPT_SYN - Packet Extension Format 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ |E| Option Type | Option Length |Reserved |F|OPX|U| | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Option Type = 0x0D Option Length = 4 OPT_SYN is NOT network-significant. 9.7. OPT_FIN - Session Finish Option This FIN option indicates the last data packet for a session and an orderly close down. The FIN option MAY be used to provide an abstraction to applications that can simplify application design by providing stream end notification. This option MAY be present in the last data packet or transmission group for a session. The FIN PGM option MUST appear in every SPM sent after the last ODATA for a session. The SPM_LEAD sequence number in an SPM with the FIN option indicates the last known data successfully transmitted for the session. 9.7.1. OPT_FIN - Procedures - Receivers A receiver SHOULD use receipt of a FIN to let it know that it can tear down its data structures for the said session once a suitable time period has expired (TXW_SECS). It MAY still try to solicit retransmissions within the existing transmit window. Other than this, procedures for receivers are implementation dependent. A receiver MAY use the FIN to provide its applications with abstractions of the data stream and to inform its applications that the session is ending. 9.7.2. OPT_FIN - Procedures - Sources Sources MUST include OPT_FIN in every SPM sent after it has been determined that the application has closed gracefully. If a source is aware at the time of transmission that it is ending a session the source MAY include OPT_FIN in, the last ODATA any associated RDATAs for the last data FEC packets for the last transmission group; in this case it is interpreted as the last packet having the FIN When a source detects that it needs to send an OPT_FIN it SHOULD immediately send it. This is done either by appending it to the last data packet or transmission group or by immediately sending an SPM and resetting the SPM heartbeat timer (i.e. it does not wait for a timer to expire before sending the SPM). After sending an OPT_FIN, the session SHOULD not close and stop sending SPMs until after a time period equal to TXW_SECS. 9.7.3. OPT_FIN - Procedures - DLRs In an identical manner to sources, DLRs MUST provide OPT_FIN in any retransmitted data that is at the end of a session. 9.7.4. OPT_FIN - Packet Extension Format 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ |E| Option Type | Option Length |Reserved |F|OPX|U| | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Option Type = 0x0E Option Length = 4 OPT_FIN is NOT network-significant. 9.8. OPT_RST - Session Reset Option The RST option MAY appear in every SPM sent after an unrecoverable error is identified by the source. This acts to notify the receivers that the session is being aborted. This option MAY appear only in SPMs. The SPM_LEAD sequence number in an SPM with the RST option indicates the last known data successfully transmitted for the session. 9.8.1. OPT_RST - Procedures - Receivers Receivers SHOULD treat the reception of OPT_RST in an SPM as an abort of the session. A receiver that receives an SPM with an OPT_RST with the N bit set SHOULD not send any more NAKs for the said session towards the source. If the N bit (see 9.8.5) is not set, the receiver MAY continue to try to solicit retransmit data within the current transmit window. 9.8.2. OPT_RST - Procedures - Sources Sources SHOULD include OPT_RST in every SPM sent after it has been determined that an unrecoverable error condition has occurred. The N bit of the OPT_RST SHOULD only be sent if the source has determined that it cannot process NAKs for the session. The cause of the OPT_RST is set to an implementation specific value. If the error code is unknown, then the value of 0x00 is used. When a source detects that it needs to send an OPT_RST it SHOULD immediately send it. This is done by immediately sending an SPM and resetting the SPM heartbeat timer (i.e. it does not wait for a timer to expire before sending the SPM). After sending an OPT_RST, the session SHOULD not close and stop sending SPMs until after a time period equal to TXW_SECS. 9.8.3. OPT_RST - Procedures - DLRs None. 9.8.4. OPT_RST - Packet Extension Format 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ |E| Option Type | Option Length |Reserved |F|OPX|U|N|Error Code | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Option Type = 0x0F Option Length = 4 N bit The N bit is set to 1 to indicate that NAKs for previous ODATA will go unanswered from the source. The application will tell the source to turn this bit on or off. Error Code The 6 bit error code field is used to forward an error code down to the receivers from the source. The value of 0x00 indicates an unknown reset reason. Any other value indicates the application purposely aborted and gave a reason (the error code value) that may have meaning to the end receiver application. These values are entirely application dependent. OPT_RST is NOT network-significant. 10. Security Considerations In addition to the usual problems of end-to-end authentication, PGM is vulnerable to a number of security risks that are specific to the mechanisms it uses to establish source path state, to establish repair state, to forward NAKs, to identify DLRs, and to distribute repairs. These mechanisms expose PGM network elements themselves to security risks since network elements not only switch but also interpret SPMs, NAKs, NCFs, and RDATA, all of which may legitimately be transmitted by PGM sources, receivers, and DLRs. Short of full authentication of all neighboring sources, receivers, DLRs, and network elements, the protocol is not impervious to abuse. So putting aside the problems of rogue PGM network elements for the moment, there are enough potential security risks to network elements associated with sources, receivers, and DLRs alone. These risks include denial of service through the exhausting of both CPU bandwidth and memory, as well as loss of (repair) data connectivity through the muddling of repair state. False SPMs may cause PGM network elements to mis-direct NAKs intended for the legitimate source with the result that the requested RDATA would not be forthcoming. False NAKs may cause PGM network elements to establish spurious repair state that will expire only upon time-out and could lead to memory exhaustion in the meantime. False NCFs may cause PGM network elements to suspend NAK forwarding prematurely (or to mis-direct NAKs in the case of redirecting POLRs) resulting eventually in loss of RDATA. False RDATA may cause PGM network elements to tear down legitimate repair state resulting eventually in loss of legitimate RDATA. The development of precautions for network elements to protect themselves against incidental or unsophisticated versions of these attacks is work outside of this spec and includes: Damping of jitter in the value of either the network-header source address of SPMs or the path NLA in SPMs. While the network-header source address is expected to change seldom, the path NLA is expected to change occasionally as a consequence of changes in underlying multicast routing information. The extension of NAK shedding procedures to control the volume, not just the rate, of confirmed NAKs. In either case, these procedures assist network elements in surviving NAK attacks at the expense of maintaining service. More efficiently, network elements may use the knowledge of TSIs and their associated transmit windows gleaned from SPMs to control the proliferation of repair state. A three-way handshake between network elements and DLRs that would permit a network element to ascertain with greater confidence that an alleged DLR is identified by the alleged network-header source address, and is PGM conversant. 11. Appendix A - Forward Error Correction 11.1. Introduction The following procedures incorporate packet-level Reed Solomon Erasure correcting techniques as described in [11] and [12] into PGM. This approach to Forward Error Correction (FEC) is based upon the computation of h parity packets from k data packets for a total of n packets such that a receiver can reconstruct the k data packets out of any k of the n packets. The original k data packets are referred to as the Transmission Group, and the total n packets as the FEC Block. These procedures permit any combination of pro-active FEC or on- demand FEC with conventional ARQ (selective retransmission) within a given TSI to provide any flavor of layered or integrated FEC. The two approaches can be used by the same or different receivers in a single transport session without conflict. Once provided by a source, the actual use of FEC or selective retransmission for loss recovery in the session is entirely at the discretion of the receivers. Note however that receivers SHOULD NOT ask for selective retransmissions when FEC is available, nevertheless sources MUST provide selective retransmissions in response to selective NAKs from the leading partial transmission group (i.e. the most recent transmission group, which is not yet full). For any group that is full, the source SHOULD provide FEC on demand in response to a selective NAK. Pro-active FEC refers to the technique of computing parity packets at transmission time and transmitting them as a matter of course following the data packets. Pro-active FEC is RECOMMENDED for providing loss recovery over simplex or asymmetric multicast channels over which returning repair requests is either impossible or costly. It provides increased reliability at the expense of bandwidth. On-demand FEC refers to the technique of computing parity packets at repair time and transmitting them only upon demand (i.e., receiver- based loss detection and repair request). On-demand FEC is RECOMMENDED for providing loss recovery of uncorrelated loss in very large receiver populations in which the probability of any single packet being lost is substantial. It provides equivalent reliability to selective NAKs (ARQ) at no more and typically less expense of bandwidth. Selective NAKs are NAKs that request the retransmission of specific packets by sequence number corresponding to the sequence number of any data packets detected to be missing from the expected sequence (conventional ARQ). Selective NAKs can be used for recovering losses occurring in leading partial transmission groups, i.e. in the most recent transmission group, which is not yet full. The RECOMMENDED way of handling partial transmission groups, however, is for the data source to use variable-size transmission groups (see below). Parity NAKs are NAKs that request the transmission of a specific number of parity packets by count corresponding to the count of the number of data packets detected to be missing from a group of k data packets (on-demand FEC). The objective of these procedures is to incorporate these FEC techniques into PGM so that: sources MAY provide parity packets either pro-actively or on- demand, interchangeably within the same TSI, receivers MAY use either selective or parity NAKs interchangeably within the same TSI (however, in a session where on-demand parity is available receivers SHOULD only use parity NAKs). network elements maintain repair state based on either selective or parity NAKs in the same data structure, altering only search, RDATA constraint, and deletion algorithms in either case, and only OPTION additions to the basic packet formats are REQUIRED. 11.2. Overview Advertising FEC parameters in the transport session Sources add OPT_PARITY_PRM to SPMs to provide session-specific parameters such as the number of packets (TGSIZE == k) in a transmission group. This option lets receivers know how many packets there are in a transmission group, and it lets network elements sort repair state by transmission group number. This option includes an indication of whether pro-active and/or on-demand parity is available from the source. Distinguishing parity packets from data packets Sources send pro-active parity packets as ODATA (NEs do not forward RDATA unless a repair state is present) and on-demand parity packets as RDATA. A source MUST add OPT_PARITY to the ODATA/RDATA packet header of parity packets to permit network elements and receivers to distinguish them from data packets. Data and parity packet numbering Parity packets MUST be calculated over a fixed number k of data packets known as the Transmission Group. Grouping of packets into transmission groups effectively partitions a packet sequence number into a high-order portion (TG_SQN) specifying the transmission group (TG), and a low-order portion (PKT_SQN) specifying the packet number (PKT-NUM in the range 0 through k-1) within that group. From an implementation point of view, it's handy if k, the TG size, is a power of 2. If so, then TG_SQN and PKT_SQN can be mapped side-by- side into the 32 bit SQN. log2(TGSIZE) is then the size in bits of PKT_SQN. This mapping does not reduce the effective sequence number space since parity packets marked with OPT_PARITY allow the sequence space (PKT_SQN) to be completely reused in order to number the h parity packets, as long as h is not greater than k. In the case where h is greater than k, a source MUST add OPT_PARITY_GRP to any parity packet numbered j greater than k-1, specifying the number m of the group of k parity packets to which the packet belongs, where m is just the quotient from the integer division of j by k. Correspondingly, PKT-NUM for such parity packets is just j modulo k. In other words, when a source needs to generate more parity packets than there were original data packets (perhaps because of a particularly lossy line such that a receiver lost not only the original data but some of the parity RDATA as well), use the OPT_PARITY_GRP option in order to number and identify the transmission group of the extra packets that would exceed the normal sequential number space. Note that parity NAKs (and consequently their corresponding parity NCFs) MUST also contain the OPT_PARITY flag in the options field of the fixed header, and that in these packets, PKT_SQN MUST contain PKT_CNT, the number of missing packets, rather than PKT_NUM, the SQN of a specific missing packet. More on all this later. Variable Transmission Group Size The transmission group size advertised in the OPT_PARITY_PRM option on SPMs MUST be a power of 2 and constant for the duration of the session. However, the actual transmission group size used MAY not be constant for the duration of the session, and MAY not be a power of 2. When a TG size different from the one advertised in OPT_PARITY_PRM is used, the TG size advertised in OPT_PARITY_PRM MUST be interpreted as specifying the maximum effective size of the TG. When the actual TG size is not a power of 2 or is smaller than the max TG size, there will be sparse utilization of the sequence number space since some of the sequence numbers that would have been consumed in numbering a maximum sized TG will not be assigned to packets in the smaller TG. The start of the next transmission group will always begin on the boundary of the maximum TG size as though each of the sequence numbers had been utilized. When the source decides to use a smaller group size than that advertised in OPT_PARITY_PRM, it appends OPT_CURR_TGSIZE to the last data packet (ODATA) in the truncated transmission group. This lets the receiver know that it should not expect any more packets in this transmission group, and that it may start requesting repairs for any missing packets. If the last data packet itself went missing, the receiver will detect the end of the group when it receives a parity packet for the group, an SPM with SPM_LEAD equal to OD_SQN of the last data packet, or the first packet of the next group, whichever comes first. In addition, any parity packet from this TG will also carry the OPT_CURR_TGSIZE option as will any SPM sent with SPM_LEAD equal to OD_SQN of the last data packet. Variable TSDU length If a non constant TSDU length is used within a given transmission group, the size of parity packets in the corresponding FEC block MUST be equal to the size of the largest original data packet in the block. Parity packets MUST be computed by padding the original packets with zeros up to the size of the largest data packet. Note that original data packets are transmitted without padding. Receivers using a combination of original packets and FEC packets to rebuild missing packets MUST pad the original packets in the same way as the source does. The receiver MUST then feed the padded original packets plus the parity packets to the FEC decoder. The decoder produces the original packets padded with zeros up to the size of the largest original packet in the group. In order for the receiver to eliminate the padding on the reconstructed data packets, the original size of the packet MUST be known, and this is accomplished as follows: The source, along with the packet payloads, encodes the TSDU length and appends the 2-byte encoded length to the padded FEC packets. Receivers pad the original packets that they received to the largest original packet size and then append the TSDU length to the padded packets. They then pass them and the FEC packets to the FEC decoder. The decoder produces padded original packets with their original TSDU length appended. Receivers MUST now use this length to get rid of the padding. A source that transmits variable size packets MUST take into account the fact that FEC packets will have a size equal to the maximum size of the original packets plus the size of the length field (2 bytes). If a fixed packet size is used within a transmission group, the encoded length is not appended to the parity packets. The presence of the fixed header option flag OPT_VAR_PKTLEN in parity packets allows receivers to distinguish between transmission groups with variable sized packets and fixed-size ones, and behave accordingly. Payload-specific options Some options present in data packet (ODATA and RDATA) are strictly associated with the packet content (PGM payload), OPT_FRAGMENT being an example. These options must be preserved even when the data packet that would normally contain them is not received, but its the payload is recovered though the use of FEC. To achieve this, PGM encodes the content of these options in special options that are inserted in parity packets. Two flags present in the the option common-header are used for this process: bit F (OP_ENCODED) and bit U (OP_ENCODED_NULL). Whenever at least one of the original packets of a TG contains a payload-specific option of a given type, the source MUST include an encoded version of that option type in all the parity packets it transmits. The encoded option is computed by applying FEC encoding to the whole option with the exception of the first three bytes of the option common-header (E, Option Type, Option Length, OP_ENCODED and OPX fields). The type, length and OPX of the encoded option are the same as the type, length and OPX in the original options. OP_ENCODED is set to 1 (all original option have OP_ENCODED = 0). The encoding is performed using the same process that is used to compute the payload of the parity packet. i.e. the FEC encoder is fed with one copy of that option type for each original packet in the TG. If one (or more) original packet of the TG does not contain that option type, an all zeroes option is used for the encoding process. To be able to distinguish this "dummy" option from valid options with all-zeroes payload, OP_ENCODED_NULL is used. OP_ENCODED_NULL is set to 0 in all the original options, but the value of 1 is used in the encoding process if the option did not exist in the original packet. On the receiver side, all option with OP_ENCODED_NULL equal to 1 are discarded after decoding. When a receiver recovers a missing packet using FEC repair packets, it MUST also recover payload-specific options, if any. The presence of these can be unequivocally detected through the presence of encoded options in parity packets (encoded options have OP_ENCODED set to 1). Receivers apply FEC-recovery to encoded options and possibly original options, as they do to recover packet payloads. The FEC decoding is applied to the whole option with the exception of the first three bytes of the option common-header (E, Option Type, Option Length, OP_ENCODED and OPX fields). Each decoded option is associated with the relative payload, unless OP_ENCODED_NULL turns out to be 1, in which case the decoded option is discarded. The decoding MUST be performed using the 1st occurrence of a given option type in original/parity packets. If one or more original packets do not contain that option type, an option of the same type with zero value must be used. This option MUST have OP_ENCODED_NULL equal to 1. 11.3. Packet Contents This section just provides enough short-hand to make the Procedures intelligible. For the full details of packet contents, please refer to Packet Formats below. OPT_PARITY indicated in pro-active (ODATA) and on-demand (RDATA) parity packets to distinguish them from data packets. This option is directly encoded in the "Option" field of the fixed PGM header OPT_VAR_PKTLEN MAY be present in pro-active (ODATA) and on-demand (RDATA) parity packets to indicate that the corresponding transmission group is composed of variable size data packets. This option is directly encoded in the "Option" field of the fixed PGM header OPT_PARITY_PRM appended by sources to SPMs to specify session- specific parameters such as the transmission group size and the availability of pro-active and/or on- demand parity from the source OPT_PARITY_GRP the number of the group (greater than 0) of h parity packets to which the parity packet belongs when more than k parity packets are provided by the source OPT_CURR_TGSIZE appended by sources to the last data packet and any parity packets in a variable sized transmission group to indicate to the receiver the actual size of a transmission group. May also be appended to certain SPMs 11.3.1. Parity NAKs NAK_TG_SQN the high-order portion of NAK_SQN specifying the transmission group for which parity packets are requested NAK_PKT_CNT the low-order portion of NAK_SQN specifying the number of missing data packets for which parity packets are requested Nota Bene: NAK_PKT_CNT (and NCF_PKT_CNT) are 0-based counters, meaning that NAK_PKT_CNT = 0 means that 1 FEC RDATA is being requested, and in general NAK_PKT_CNT = k - 1 means that k FEC RDATA are being requested. 11.3.2. Parity NCFs NCF_TG_SQN the high-order portion of NCF_SQN specifying the transmission group for which parity packets were requested NCF_PKT_CNT the low-order portion of NCF_SQN specifying the number of missing data packets for which parity packets were requested Nota Bene: NCF_PKT_CNT (and NAK_PKT_CNT) are 0-based counters, meaning that NAK_PKT_CNT = 0 means that 1 FEC RDATA is being requested, and in general NAK_PKT_CNT = k - 1 means that k FEC RDATA are being requested. 11.3.3. On-demand Parity RDATA_TG_SQN the high-order portion of RDATA_SQN specifying the transmission group to which the parity packet belongs RDATA_PKT_SQN the low-order portion of RDATA_SQN specifying the parity packet sequence number within the transmission group 11.3.4. Pro-active Parity ODATA_TG_SQN the high-order portion of ODATA_SQN specifying the transmission group to which the parity packet belongs ODATA_PKT_SQN the low-order portion of ODATA_SQN specifying the parity packet sequence number within the transmission group 11.4. Procedures - Sources If a source elects to provide parity for a given transport session, it MUST first provide the transmission group size PARITY_PRM_TGS in the OPT_PARITY_PRM option of its SPMs. This becomes the maximum effective transmission group size in the event that the source elects to send smaller size transmission groups. If a source elects to provide proactive parity for a given transport session, it MUST set PARITY_PRM_PRO in the OPT_PARITY_PRM option of its SPMs. If a source elects to provide on-demand parity for a given transport session, it MUST set PARITY_PRM_OND in the OPT_PARITY_PRM option of its SPMs. A source MUST send any pro-active parity packets for a given transmission group only after it has first sent all of the corresponding k data packets in that group. Pro-active parity packets MUST be sent as ODATA with OPT_PARITY in the fixed header. If a source elects to provide on-demand parity, it MUST respond to a parity NAK for a transmission group with a parity NCF. The source MUST complete the transmission of the k original data packets and the proactive parity packets, possibly scheduled, before starting the transmission of on-demand parity packets. Subsequently, the source MUST send the number of parity packets requested by that parity NAK. On-demand parity packets MUST be sent as RDATA with OPT_PARITY in the fixed header. Previously transmitted pro-active parity packets cannot be reused as on-demand parity packets, these MUST be computed with new, previously unused, indexes. In either case, the source MUST provide selective retransmissions only in response to selective NAKs from the leading partial transmission group. For any group that is full, the source SHOULD provide FEC on demand in response to a selective retransmission request. In the absence of data to transmit, a source SHOULD prematurely terminate the current transmission group by including OPT_CURR_TGSIZE to the last data packet or to any proactive parity packets provided. If the last data packet has already been transmitted and there is no provision for sending proactive parity packets, an SPM with OPT_CURR_TGSIZE SHOULD be sent. A source consolidates requests for on-demand parity in the same transmission group according to the following procedures. If the number of pending (i.e., unsent) parity packets from a previous request for on-demand parity packets is equal to or greater than NAK_PKT_CNT in a subsequent NAK, that subsequent NAK MUST be confirmed but MAY otherwise be ignored. If the number of pending (i.e., unsent) parity packets from a previous request for on-demand parity packets is less than NAK_PKT_CNT in a subsequent NAK, that subsequent NAK MUST be confirmed but the source need only increase the number of pending parity packets to NAK_PKT_CNT. When a source provides parity packets relative to a transmission group with variable sized packets, it MUST compute parity packets by padding the smaller original packets with zeroes out to the size of the largest of the original packets. The source MUST also append the encoded TSDU lengths at the end of any padding or directly to the end of the largest packet, and add the OPT_VAR_PKTLEN option as specified in the overview description. When a source provides variable sized transmission groups, it SHOULD append the OPT_CURR_TGSIZE option to the last data packet in the shortened group, and it MUST append the OPT_CURR_TGSIZE option to any parity packets it sends within that group. In case the the last data packet is sent before a determination has been made to shorten the group and there is no provision for sending proactive parity packets, an SPM with OPT_CURR_TGSIZE SHOULD be sent. The source MUST also add OPT_CURR_TGSIZE to any SPM that it sends with SPM_LEAD equal to OD_SQN of the last data packet. A receiver MUST NAK for the entire number of packets missing based on the maximum TG size, even if it already knows that the actual TG size is smaller. The source MUST take this into account and compute the number of packets effectively needed as the difference between NAK_PKT_CNT and an offset computed as the difference between the max TG size and the effective TG size. 11.5. Procedures - Receivers If a receiver elects to make use of parity packets for loss recovery, it MUST first learn the transmission group size PARITY_PRM_TGS from OPT_PARITY_PRM in the SPMs for the TSI. The transmission group size is used by a receiver to determine the sequence number boundaries between transmission groups. Thereafter, if PARITY_PRM_PRO is also set in the SPMs for the TSI, a receiver SHOULD use any pro-active parity packets it receives for loss recovery, and if PARITY_PRM_OND is also set in the SPMs for the TSI, it MAY solicit on-demand parity packets upon loss detection. If PARITY_PRM_OND is set, a receiver MUST NOT send selective NAKs, except in partial transmission groups if the source does not use the variable transmission-group size option. Parity packets are ODATA (pro-active) or RDATA (on-demand) packets distinguished by OPT_PARITY which lets receivers know that ODATA/RDATA_TG_SQN identifies the group of PARITY_PRM_TGS packets to which the parity may be applied for loss recovery in the corresponding transmission group, and that ODATA/RDATA_PKT_SQN is being reused to number the parity packets within that group. Receivers order parity packets and eliminate duplicates within a transmission group based on ODATA/RDATA_PKT_SQN and on OPT_PARITY_GRP if present. To solicit on-demand parity packets, a receiver MUST send parity NAKs upon loss detection. For the purposes of soliciting on-demand parity, loss detection occurs at transmission group boundaries, i.e. upon receipt of the last data packet in a transmission group, upon receipt of any data packet in any subsequent transmission group, or upon receipt of any parity packet in the current or a subsequent transmission group. A parity NAK is simply a NAK with OPT_PARITY and NAK_PKT_CNT set to the count of the number of packets detected to be missing from the transmission group specified by NAK_TG_SQN. Note that this constrains the receiver to request no more parity packets than there are data packets in the transmission group. A receiver SHOULD bias the value of NAK_BO_IVL for parity NAKs inversely proportional to NAK_PKT_CNT so that NAKs for larger losses are likely to be scheduled ahead of NAKs for smaller losses in the same receiver population. A confirming NCF for a parity NAK is a parity NCF with NCF_PKT_CNT equal to or greater than that specified by the parity NAK. A receiver's NAK_RDATA_IVL timer is not cancelled until all requested parity packets have been received. In the absence of data (detected from SPMs bearing SPM_LEAD equal to RXW_LEAD) on non-transmission-group boundaries, receivers MAY resort to selective NAKs for any missing packets in that partial transmission group. When a receiver handles parity packets belonging to a transmission group with variable sized packets, (detected from the presence of the OPT_VAR_PKTLEN option in the parity packets), it MUST decode them as specified in the overview description and use the decoded TSDU length to get rid of the padding in the decoded packet. If the source was using a variable sized transmission group via the OPT_CURR_TGSIZE, the receiver might learn this before having requested (and received) any retransmission. The above happens if it sees OPT_CURR_TGSIZE in the last data packet of the TG, in any proactive parity packet or in a SPM. If the receivers learns this and determines that it has missed one or more packets in the shortened transmission group, it MAY then NAK for them without waiting for the start of the next transmission group. Otherwise it will start NAKing at the start of the next transmission group. In both cases, the receiver MUST NAK for the number of packets missing assuming that the size of the transmission group is the maximum effective transmission group. In other words, the receivers cannot exploit the fact that it might already know that the transmission group was smaller but MUST always NAK for the number of packets it believes are missing, plus the number of packets required to bring the total packets up to the maximum effective transmission group size. After the first parity packet has been delivered to the receiver, the actual TG size is known to him, either because already known or because discovered via OPT_CURR_TGSIZE contained in the parity packet. Hence the receiver can decode the whole group as soon as the minimum number of parity packets needed is received. 11.6. Procedures - Network Elements Pro-active parity packets (ODATA with OPT_PARITY) are switched by network elements without transport-layer intervention. On-demand parity packets (RDATA with OPT_PARITY) necessitate modified request, confirmation and repair constraint procedures for network elements. In the context of these procedures, repair state is maintained per NAK_TSI and NAK_TG_SQN, and in addition to recording the interfaces on which corresponding NAKs have been received, records the largest value of NAK_PKT_CNT seen in corresponding NAKs on each interface. This value is referred to as the known packet count. The largest of the known packet counts recorded for any interface in the repair state for the transmit group or carried by an NCF is referred to as the largest known packet count. Upon receipt of a parity NAK, a network element responds with the corresponding parity NCF. The corresponding parity NCF is just an NCF formed in the usual way (i.e., a multicast copy of the NAK with the packet type changed), but with the addition of OPT_PARITY and with NCF_PKT_CNT set to the larger of NAK_PKT_CNT and the known packet count for the receiving interface. The network element then creates repair state in the usual way with the following modifications. If repair state for the receiving interface does not exist, the network element MUST create it and additionally record NAK_PKT_CNT from the parity NAK as the known packet count for the receiving interface. If repair state for the receiving interface already exists, the network element MUST eliminate the NAK only if NAK_ELIM_IVL has not expired and NAK_PKT_CNT is equal to or less than the largest known packet count. If NAK_PKT_CNT is greater than the known packet count for the receiving interface, the network element MUST update the latter with the larger NAK_PKT_CNT. Upon either adding a new interface or updating the known packet count for an existing interface, the network element MUST determine if NAK_PKT_CNT is greater than the largest known packet count. If so or if NAK_ELIM_IVL has expired, the network element MUST forward the parity NAK in the usual way with a value of NAK_PKT_CNT equal to the largest known packet count. Upon receipt of an on-demand parity packet, a network element MUST locate existing repair state for the corresponding RDATA_TSI and RDATA_TG_SQN. If no such repair state exists, the network element MUST discard the RDATA as usual. If corresponding repair state exists, the largest known packet count MUST be decremented by one, then the network element MUST forward the RDATA on all interfaces in the existing repair state, and decrement the known packet count by one for each. Any interfaces whose known packet count is thereby reduced to zero MUST be deleted from the repair state. If the number of interfaces is thereby reduced to zero, the repair state itself MUST be deleted. Upon reception of a parity NCF, network elements MUST cancel pending NAK retransmission only if NCF_PKT_CNT is greater or equal to the largest known packet count. Network elements MUST use parity NCFs to anticipate NAKs in the usual way with the addition of recording NCF_PKT_CNT from the parity NCF as the largest known packet count with the anticipated state so that any subsequent NAKs received with NAK_PKT_CNT equal to or less than NCF_PKT_CNT will be eliminated, and any with NAK_PKT_CNT greater than NCF_PKT_CNT will be forwarded. Network elements which receive a parity NCF with NCF_PKT_CNT larger than the largest known packet count MUST also use it to anticipate NAKs, increasing the largest known packet count to reflect NCF_PKT_CNT (partial anticipation). Parity NNAKs follow the usual elimination procedures with the exception that NNAKs are eliminated only if existing NAK state has a NAK_PKT_CNT greater than NNAK_PKT_CNT. Network elements must take extra precaution when the source is using a variable sized transmission group. Network elements learn that the source is using a TG size smaller than the maximum from OPT_CURR_TGSIZE in parity RDATAs or in SPMs. When this happens, they compute a TG size offset as the difference between the maximum TG size and the actual TG size advertised by OPT_CURR_TGSIZE. Upon reception of parity RDATA, the TG size offset is used to update the repair state as follows: Any interface whose known packet count is reduced to the TG size offset is deleted from the repair state. This replaces the normal rule for deleting interfaces that applies when the TG size is equal to the maximum TG size. 11.7. Procedures - DLRs A DLR with the ability to provide FEC repairs MUST indicate this by setting the OPT_PARITY bit in the redirecting POLR. It MUST then process any redirected FEC NAKs in the usual way. 11.8. Packet Formats 11.8.1. OPT_PARITY_PRM - Packet Extension Format 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ |E| Option Type | Option Length |Reserved |F|OPX|U| |P O| +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Transmission Group Size | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Option Type = 0x08 Option Length = 8 octets P-bit (PARITY_PRM_PRO) Indicates when set that the source is providing pro-active parity packets. O-bit (PARITY_PRM_OND) Indicates when set that the source is providing on-demand parity packets. At least one of PARITY_PRM_PRO and PARITY_PRM_OND MUST be set. Transmission Group Size (PARITY_PRM_TGS) The number of data packets in the transmission group over which the parity packets are calculated. If a variable transmission group size is being used, then this becomes the maximum effective transmission group size across the session. OPT_PARITY_PRM MAY be appended only to SPMs. OPT_PARITY_PRM is network-significant. 11.8.2. OPT_PARITY_GRP - Packet Extension Format 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ |E| Option Type | Option Length |Reserved |F|OPX|U| | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Parity Group Number | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Option Type = 0x09 Option Length = 8 octets Parity Group Number (PRM_GROUP) The number of the group of k parity packets amongst the h parity packets within the transmission group to which the parity packet belongs, where the first k parity packets are in group zero. PRM_GROUP MUST NOT be zero. OPT_PARITY_GRP MAY be appended only to parity packets. OPT_PARITY_GRP is NOT network-significant. 11.8.3. OPT_CURR_TGSIZE - Packet Extension Format 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ |E| Option Type | Option Length |Reserved |F|OPX|U| | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Actual Transmission Group Size | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Option Type = 0x0A Option Length = 8 octets Actual Transmission Group Size (PRM_ATGSIZE) The actual number of data packets in this transmission group. This MUST be less than or equal to the maximum transmission group size PARITY_PRM_TGS in OPT_PARITY_PRM. OPT_CURR_TGSIZE MAY be appended to data and parity packets (ODATA or RDATA) and to SPMs. OPT_CURR_TGSIZE is network-significant except when appended to ODATA. 12. Appendix B - Support for Congestion Control 12.1. Introduction A source MUST implement strategies for congestion avoidance, aimed at providing overall network stability, fairness among competing PGM flows, and some degree of fairness towards coexisting TCP flows [13]. In order to do this, the source must be provided with feedback on the status of the network in terms of traffic load. This appendix specifies NE procedures that provide such feedback to the source in a scalable way. (An alternative TCP-friendly scheme for congestion control that does not require NE support can be found in [16]). The procedures specified in this section enable the collection and selective forwarding of three types of feedback to the source: o Worst link load as measured in network elements. o Worst end-to-end path load as measured in network elements. o Worst end-to-end path load as reported by receivers. This specification defines in detail NE procedures, receivers procedures and packet formats. It also defines basic procedures in receivers for generating congestion reports. This specification does not define the procedures used by PGM sources to adapt their transmission rates in response of congestion reports. Those procedures depend upon the specific congestion control scheme. PGM defines a header option that PGM receivers may append to NAKs (OPT_CR). OPT_CR carries congestion reports in NAKs that propagate upstream towards the source. During the process of hop-by-hop reverse NAK forwarding, NEs examine OPT_CR and possibly modify its contents prior to forwarding the NAK upstream. Forwarding CRs also has the side effect of creating congestion report state in the NE. The presence of OPT_CR and its contents also influences the normal NAK suppression rules. Both the modification performed on the congestion report and the additional suppression rules depend on the content of the congestion report and on the congestion report state recorded in the NE as detailed below. OPT_CR contains the following fields: OPT_CR_NE_WL Reports the load in the worst link as detected though NE internal measurements OPT_CR_NE_WP Reports the load in the worst end-to-end path as detected though NE internal measurements OPT_CR_RX_WP Reports the load in the worst end-to-end path as detected by receivers A load report is either a packet drop rate (as measured at an NE's interfaces) or a packet loss rate (as measured in receivers). Its value is linearly encoded in the range 0-0xFFFF, where 0xFFFF represents a 100% loss/drop rate. Receivers that send a NAK bearing OPT_CR determine which of the three report fields are being reported. OPT_CR also contains the following fields: OPT_CR_NEL A bit indicating that OPT_CR_NE_WL is being reported. OPT_CR_NEP A bit indicating that OPT_CR_NE_WP is being reported. OPT_CR_RXP A bit indicating that OPT_CR_RX_WP is being reported. OPT_CR_LEAD A SQN in the ODATA space that serves as a temporal reference for the load report values. This is initialized by receivers with the leading edge of the transmit window as known at the moment of transmitting the NAK. This value MAY be advanced in NEs that modify the content of OPT_CR. OPT_CR_RCVR The identity of the receiver that generated the worst OPT_CR_RX_WP. The complete format of the option is specified later. 12.2. NE-Based Worst Link Report To permit network elements to report worst link, receivers append OPT_CR to a NAK with bit OPT_CR_NEL set and OPT_CR_NE_WL set to zero. NEs receiving NAKs that contain OPT_CR_NE_WL process the option and update per-TSI state related to it as described below. The ultimate result of the NEs' actions ensures that when a NAK leaves a sub-tree, OPT_CR_NE_WL contains a congestion report that reflects the load of the worst link in that sub-tree. To achieve this, NEs rewrite OPT_CR_NE_WL with the worst value among the loads measured on the local (outgoing) links for the session and the congestion reports received from those links. Note that the mechanism described in this sub-section does not permit the monitoring of the load on (outgoing) links at non-PGM-capable multicast routers. For this reason, NE-Based Worst Link Reports SHOULD be used in pure PGM topologies only. Otherwise, this mechanism might fail in detecting congestion. To overcome this limitation PGM sources MAY use a heuristic that combines NE-Based Worst Link Reports and Receiver-Based Reports. 12.3. NE-Based Worst Path Report To permit network elements to report a worst path, receivers append OPT_CR to a NAK with bit OPT_CR_NEP set and OPT_CR_NE_WP set to zero. The processing of this field is similar to that of OPT_CR_NE_WL with the difference that, on the reception of a NAK, the value of OPT_CR_NE_WP is adjusted with the load measured on the interface on which the NAK was received according to the following formula: OPT_CR_NE_WP = if_load + OPT_CR_NE_WP * (100% - if_loss_rate) The worst among the adjusted OPT_CR_NE_WP is then written in the outgoing NAK. This results in a hop-by-hop accumulation of link loss rates into a path loss rate. As with OPT_CR_NE_WL, the congestion report in OPT_CR_NE_WP may be invalid if the multicast distribution tree includes non-PGM-capable routers. 12.4. Receiver-Based Worst Report To report a packet loss rate, receivers append OPT_CR to a NAK with bit OPT_CR_RXP set and OPT_CR_RX_WP set to the packet loss rate. NEs receiving NAKs that contain OPT_CR_RX_WP process the option and update per-TSI state related to it as described below. The ultimate result of the NEs' actions ensures that when a NAK leaves a sub-tree, OPT_CR_RX_WP contains a congestion report that reflects the load of the worst receiver in that sub-tree. To achieve this, NEs rewrite OTP_CR_RE_WP with the worst value among the congestion reports received on its outgoing links for the session. In addition to this, OPT_CR_RCVR MUST contain the NLA of the receiver that originally measured the value of OTP_CR_RE_WP being forwarded. 12.5. Procedures - Receivers To enable the generation of any type of congestion report, receivers MUST insert OPT_CR in each NAK they generate and provide the corresponding field (OPT_CR_NE_WL, OPT_CR_NE_WP, OPT_CR_RX_WP). The specific fields to be reported will be advertised to receivers in OPT_CRQST on the session's SPMs. Receivers MUST provide only those options requested in OPT_CRQST. Receivers MUST initialize OPT_CR_NE_WL and OPT_CR_NE_WP to 0 and they MUST initialize OPT_CR_RCVR to their NLA. At the moment of sending the NAK, they MUST also initialize OPT_CR_LEAD to the leading edge of the transmission window. Additionally, if a receiver generates a NAK with OPT_CR with OPT_CR_RX_WP, it MUST initialize OPT_CR_RX_WP to the proper value, internally computed. 12.6. Procedures - Network Elements Network elements start processing each OPT_CR by selecting a reference SQN in the ODATA space. The reference SQN selected is the highest SQN known to the NE. Usually this is OPT_CR_LEAD contained in the NAK received. They use the selected SQN to age the value of load measurement as follows: o locally measured load values (e.g. interface loads) are considered up-to-date o load values carried in OPT_CR are considered up-to-date and are not aged so as to be independent of variance in round-trip times from the network element to the receivers o old load values recorded in the NE are exponentially aged according to the difference between the selected reference SQN and the reference SQN associated with the old load value. The exponential aging is computed so that a recorded value gets scaled down by a factor exp(-1/2) each time the expected inter-NAK time elapses. Hence the aging formula must include the current loss rate as follows: aged_loss_rate = loss_rate * exp( - SQN_difference * loss_rate / 2) Note that the quantity 1/loss_rate is the expected SQN_lag between two NAKs, hence the formula above can also be read as: aged_loss_rate = loss_rate * exp( - 1/2 * SQN_difference / SQN_lag) which equates to (loss_rate * exp(-1/2)) when the SQN_difference is equal to expected SQN_lag between two NAKs. All the subsequent computations refer to the aged load values. Network elements process OPT_CR by handling the three possible types of congestion reports independently. For each congestion report in an incoming NAK, a new value is computed to be used in the outgoing NAK: o The new value for OPT_CR_NE_WL is the maximum of the load measured on the outgoing interfaces for the session, the value of OPT_CR_NE_WL of the incoming NAK, and the value previously sent upstream (recorded in the NE). All these values are as obtained after the aging process. o The new value for OPT_CR_NE_WP is the maximum of the value previously sent upstream (after aging) and the value of OPT_CR_NE_WP in the incoming NAK adjusted with the load on the interface upon which the NAK was received (as described above). o The new value for OPT_CR_RX_WP is the maximum of the value previously sent upstream (after aging) and the value of OPT_CR_RX_WP in the incoming NAK. o If OPT_CR_RX_WP was selected from the incoming NAK, the new value for OPT_CR_RCVR is the one in the incoming NAK. Otherwise it is the value previously sent upstream. o The new value for OPT_CR_LEAD is the reference SQN selected for the aging procedure. 12.6.1. Overriding Normal Suppression Rules Normal suppression rules hold to determine if a NAK should be forwarded upstream or not. However if any of the outgoing congestion reports has changed by more than 5% relative to the one previously sent upstream, this new NAK is not suppressed. 12.6.2. Link Load Measurement PGM routers monitor the load on all their outgoing links and record it in the form of per-interface loss rate statistics. "load" MUST be interpreted as the percentage of the packets meant to be forwarded on the interface that were dropped. Load statistics refer to the aggregate traffic on the links and not to PGM traffic only. This document does not specify the algorithm to be used to collect such statistics, but requires that such algorithm provide both accuracy and responsiveness in the measurement process. As far as accuracy is concerned, the expected measurement error SHOULD be upper-limited (e.g. less than than 10%). As far as responsiveness is concerned, the measured load SHOULD converge to the actual value in a limited time (e.g. converge to 90% of the actual value in less than 200 milliseconds), when the instantaneous offered load changes. Whenever both requirements cannot be met at the same time, accuracy SHOULD be traded for responsiveness. 12.7. Packet Formats 12.7.1. OPT_CR - Packet Extension Format 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ |E| Option Type | Option Length |Reserved |F|OPX|U| L P R| +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Congestion Report Reference SQN | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | NE Worst Link | NE Worst Path | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Rcvr Worst Path | Reserved | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | NLA AFI | Reserved | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Worst Receiver's NLA ... | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-...-+-+ Option Type = 0x10 Option Length = 20 octets + NLA length L OPT_CR_NEL bit : set indicates OPT_CR_NE_WL is being reported P OPT_CR_NEP bit : set indicates OPT_CR_NE_WP is being reported R OPT_CR_RXP bit : set indicates OPT_CR_RX_WP is being reported Congestion Report Reference SQN (OPT_CR_LEAD). A SQN in the ODATA space that serves as a temporal reference point for the load report values. NE Worst Link (OPT_CR_NE_WL). Reports the load in the worst link as detected though NE internal measurements NE Worst Path (OPT_CR_NE_WP). Reports the load in the worst end-to-end path as detected though NE internal measurements Rcvr Worst Path (OPT_CR_RX_WP). Reports the load in the worst end-to-end path as detected by receivers Worst Receiver's NLA (OPT_CR_RCVR). The unicast address of the receiver that generated the worst OPT_CR_RX_WP. OPT_CR MAY be appended only to NAKs. OPT-CR is network-significant. 12.7.2. OPT_CRQST - Packet Extension Format 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ |E| Option Type | Option Length |Reserved |F|OPX|U| L P R| +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Option Type = 0x11 Option Length = 4 octets L OPT_CRQST_NEL bit : set indicates OPT_CR_NE_WL is being requested P OPT_CRQST_NEP bit : set indicates OPT_CR_NE_WP is being requested R OPT_CRQST_RXP bit : set indicates OPT_CR_RX_WP is being requested OPT_CRQST MAY be appended only to SPMs. OPT-CRQST is network-significant. 13. Appendix C - SPM Requests 13.1. Introduction SPM Requests (SPMRs) MAY be used to solicit an SPM from a source in a non-implosive way. The typical application is for late-joining receivers to solicit SPMs directly from a source in order to be able to NAK for missing packets without having to wait for a regularly scheduled SPM from that source. 13.2. Overview Allowing for SPMR implosion protection procedures, a receiver MAY unicast an SPMR to a source to solicit the most current session, window, and path state from that source any time after the receiver has joined the group. A receiver may learn the TSI and source to which to direct the SPMR from any other PGM packet it receives in the group, or by any other means such as from local configuration or directory services. The receiver MUST use the usual SPM procedures to glean the unicast address to which it should direct its NAKs from the solicited SPM. 13.3. Packet Contents This section just provides enough short-hand to make the Procedures intelligible. For the full details of packet contents, please refer to Packet Formats below. 13.3.1. SPM Requests SPMRs are transmitted by receivers to solicit SPMs from a source. SPMs are unicast to a source and contain: SPMR_TSI the source-assigned TSI for the session to which the SPMR corresponds 13.4. Procedures - Sources A source MUST respond immediately to an SPMR with the corresponding SPM rate limited to once per IHB_MIN per TSI. The corresponding SPM matches SPM_TSI to SPMR_TSI and SPM_DPORT to SPMR_DPORT. 13.5. Procedures - Receivers To moderate the potentially implosive behavior of SPMRs at least on a densely populated subnet, receivers MUST use the following back-off and suppression procedure based on multicasting the SPMR with a TTL of 1 ahead of and in addition to unicasting the SPMR to the source. The role of the multicast SPMR is to suppress the transmission of identical SPMRs from the subnet. More specifically, before unicasting a given SPMR, receivers MUST choose a random delay on SPMR_BO_IVL (~250 msecs) during which they listen for a multicast of an identical SPMR. If a receiver does not see a matching multicast SPMR within its chosen random interval, it MUST first multicast its own SPMR to the group with a TTL of 1 before then unicasting its own SPMR to the source. If a receiver does see a matching multicast SPMR within its chosen random interval, it MUST refrain from unicasting its SPMR and wait instead for the corresponding SPM. In addition, receipt of the corresponding SPM within this random interval SHOULD cancel transmission of an SPMR. In either case, the receiver MUST wait at least SPMR_SPM_IVL before attempting to repeat the SPMR by choosing another delay on SPMR_BO_IVL and repeating the procedure above. The corresponding SPMR matches SPMR_TSI to SPMR_TSI and SPMR_DPORT to SPMR_DPORT. The corresponding SPM matches SPM_TSI to SPMR_TSI and SPM_DPORT to SPMR_DPORT. 13.6. SPM Requests SPMR: SPM Requests are sent by receivers to request the immediate transmission of an SPM for the given TSI from a source. The network-header source address of an SPMR is the unicast NLA of the entity that originates the SPMR. The network-header destination address of an SPMR is the unicast NLA of the source from which the corresponding SPM is requested. 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Source Port | Destination Port | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Type | Options | Checksum | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Global Source ID ... | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | ... Global Source ID | TSDU Length | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Option Extensions when present ... +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+- ... Source Port: SPMR_SPORT Data-Destination Port Destination Port: SPMR_DPORT Data-Source Port, together with Global Source ID forms SPMR_TSI Type: SPMR_TYPE = 0x0C Global Source ID: SPMR_GSI Together with Source Port forms SPMR_TSI 14. Appendix D - Poll Mechanism 14.1. Introduction These procedures provide PGM network elements and sources with the ability to poll their downstream PGM neighbors to solicit replies in an implosion-controlled way. Both general polls and specific polls are possible. The former provide a PGM (parent) node with a way to check if there are any PGM (children) nodes connected to it, both network elements and receivers, and to estimate their number. The latter may be used by PGM parent nodes to search for nodes with specific properties among its PGM children. An example of application for this is DLR discovery. Polling is implemented using two additional PGM packets: POLL a Poll Request that PGM parent nodes multicast to the group to perform the poll. Similarly to NCFs, POLL packets stop at the first PGM node they reach, as they are not forwarded by PGM network elements. POLR a Poll Response that PGM children nodes (either network elements or receivers) use to reply to a Poll Request by addressing it to the NLA of the interface from which the triggering POLL was sent. The polling mechanism dictates that PGM children nodes that receive a POLL packet reply to it only if certain conditions are satisfied and ignore the POLL otherwise. Two types of condition are possible: a random condition that defines a probability of replying for the polled child, and a deterministic condition. Both the random condition and the deterministic condition are controlled by the polling PGM parent node by specifying the probability of replying and defining the deterministic condition(s) respectively. Random-only poll, deterministic-only poll or a combination of the two are possible. The random condition in polls allows the prevention of implosion of replies by controlling their number. Given a probability of replying P and assuming that each receiver makes an independent decision, the number of expected replies to a poll is P*N where N is the number of PGM children relative to the polling PGM parent. The polling node can control the number of expected replies by specifying P in the POLL packet. 14.2. Packet Contents This section just provides enough short-hand to make the Procedures intelligible. For the full details of packet contents, please refer to Packet Formats below. 14.2.1. POLL (Poll Request) POLL_SQN a sequence number assigned sequentially by the polling parent in unit increments and scoped by POLL_PATH and the TSI of the session. POLL_ROUND a poll round sequence number. Multiple poll rounds are possible within a POLL_SQN. POLL_S_TYPE the sub-type of the poll request POLL_PATH the network-layer address (NLA) of the interface on the PGM network element or source on which the POLL is transmitted POLL_BO_IVL the back-off interval that MUST be used to compute the random back-off time to wait before sending the response to a poll. POLL_BO_IVL is expressed in microseconds. POLL_RAND a random string used to implement the randomness in replying POLL_MASK a bit-mask used to determine the probability of random replies Poll request MAY also contain options which specify deterministic conditions for the reply. No options are currently defined. 14.2.2. POLR (Poll Response) POLR_SQN POLL_SQN of the poll request for which this is a reply POLR_ROUND POLL_ROUND of the poll request for which this is a reply Poll response MAY also contain options. No options are currently defined. 14.3. Procedures - General 14.3.1. General Polls General Polls may be used to check for and count PGM children that are 1 PGM hop downstream of an interface of a given node. They have POLL_S_TYPE equal to PGM_POLL_GENERAL. PGM children that receive a general poll decide whether to reply to it only based on the random condition present in the POLL. To prevent response implosion, PGM parents that initiate a general poll SHOULD establish the probability of replying to the poll, P, so that the expected number of replies is contained. The expected number of replies is N * P, where N is the number of children. To be able to compute this number, PGM parents SHOULD already have a rough estimate of the number of children. If they do not have a recent estimate of this number, they SHOULD send the first poll with a very low probability of replying and increase it in subsequent polls in order to get the desired number of replies. To prevent poll-response implosion caused by a sudden increase in the children population occurring between two consecutive polls with increasing probability of replying, PGM parents SHOULD use poll rounds. Poll rounds allow PGM parents to "freeze" the size of the children population when they start a poll and to maintain it constant across multiple polls (with the same POLL_SQN but different POLL_ROUND). This works by allowing PGM children to respond to a poll only if its POLL_ROUND is zero or if they have previously received a poll with the same POLL_SQN and POLL_ROUND equal to zero. In addition to this PGM children MUST observe a random back-off in replying to a poll. This spreads out the replies in time and allows a PGM parent to abort the poll if too many replies are being received. To abort an ongoing poll a PGM parent MUST initiate another poll with different POLL_SQN. PGM children that receive a POLL MUST cancel any pending reply for POLLs with POLL_SQN different from the one of the last POLL received. For a given poll with probability of replying P, a PGM parent estimates the number of children as M / P, where M is the number of responses received. PGM parents SHOULD keep polling periodically and use some average of the result of recent polls as their estimate for the number of children. 14.3.2. Specific Polls Specific polls provide a way to search for PGM children that comply to specific requisites. As an example specific poll could be used to search for down-stream DLRs. A specific poll is characterized by a POLL_S_TYPE different from PGM_POLL_GENERAL. PGM children decide whether to reply to a specific poll or not based on the POLL_S_TYPE, on the random condition and on options possibly present in the POLL. The way options should be interpreted is defined by POLL_S_TYPE. The random condition MUST be interpreted as an additional condition to be satisfied. To disable the random condition PGM parents MUST specify a probability of replying P equal to 1. PGM children MUST ignore a POLL packet if they do not understand POLL_S_TYPE. Some specific POLL_S_TYPE may also require that the children ignore a POLL if they do not fully understand all the PGM options present in the packet. 14.4. Procedures - PGM Parents (Sources or Network Elements) A PGM parent (source or network element), that wants to poll the first PGM-hop children connected to one of its outgoing interfaces MUST send a POLL packet on that interface with: POLL_SQN equal to POLL_SQN of the last POLL sent incremented by one. If poll rounds are used, this must be equal to POLL_SQN of the last group of rounds incremented by one. POLL_ROUND The round of the poll. If the poll has a single round, this must be zero. If the poll has multiple rounds, this must be one plus the last POLL_ROUND for the same POLL_SQN, or zero if this is the first round within this POLL_SQN. POLL_S_TYPE the type of the poll. For general poll use PGM_POLL_GENERAL POLL_PATH set to the NLA of the outgoing interface POLL_BO_IVL set to the wanted reply back-off interval. As far as the choice of this is concerned, using NAK_BO_IVL is usually a conservative option, however a smaller value MAY be used, if the number of expected replies can be determined with a good confidence or if a conservatively low probability of reply (P) is being used (see POLL_MASK next). When the number of expected replies is unknown, a large POLL_BO_IVL SHOULD be used, so that the poll can be effectively aborted if the number of replies being received is too large. POLL_RAND MUST be a random string re-computed each time a new poll is sent on a given interface POLL_MASK determines the probability of replying, P, according to the relationship P = 1 / ( 2 ^ B ), where B is the number of bits set in POLL_MASK [15]. If this is a deterministic poll, B MUST be 0, i.e. POLL_MASK MUST be a all-zeroes bit-mask. Nota Bene: POLLs transmitted by network elements MUST bear the ODATA source's network-header source address, not the network element's NLA. POLLs MUST also be transmitted with the IP Router Alert Option [6], to be allow PGM network element to intercept them. A PGM parent that has started a poll by sending a POLL packet SHOULD wait at least POLL_BO_IVL before starting another poll. During this interval it SHOULD collect all the valid response (the one with POLR_SQN and POLR_ROUND matching with the outstanding poll) and process them at the end of the collection interval. A PGM parent SHOULD observe the rules mentioned in the description of general procedures, to prevent implosion of response. These rules should in general be observed both for generic polls and specific polls. The latter however can be performed using deterministic poll (with no implosion prevention) if the expected number of replies is known to be small. A PGM parent that issue a generic poll with the intent of estimating the children population size SHOULD use poll rounds to "freeze" the children that are involved in the measure process. This allows the sender to "open the door wider" across subsequent rounds (by increasing the probability of response), without fear of being flooded by late joiners. Note the use of rounds has the drawback of introducing additional delay in the estimate of the population size, as the estimate obtained at the end of a round-group refers to the condition present at the time of the first round. A PGM parent that has started a poll SHOULD monitor the number of replies during the collection phase. If this become too large, the PGM parent SHOULD abort the poll by immediately starting a new poll (different POLL_SQN) and specifying a very low probability of replying. When polling is being used to estimate the receiver population for the purpose of calculating NAK_BO_IVL, OPT_NAK_BO_IVL (see 16.4.1 below) MUST be appended to SPMs, MAY be appended to NCFs and POLLs, and in all cases MUST have NAK_BO_IVL_SQN set to POLL_SQN of the most recent complete round of polls, and MUST bear that round's corresponding derived value of NAK_BAK_IVL. In this way, OPT_NAK_BO_IVL provides a current value for NAK_BO_IVL at the same time as information is being gathered for the calculation of a future value of NAK_BO_IVL. 14.5. Procedures - PGM Children (Receivers or Network Elements) PGM receivers and network elements MUST compute a 32-bit random node identifier (RAND_NODE_ID) at startup time. When a PGM child (receiver or network element) receives a POLL it MUST use its RAND_NODE_ID to match POLL_RAND of incoming POLLs. The match is limited to the bits specified by POLL_MASK. If the incoming POLL contain a POLL_MASK made of all zeroes, the match is successful despite the content of POLL_RAND (deterministic reply). If the match fails, then the receiver or network element MUST discard the POLL without any further action, otherwise it MUST check the fields POLL_ROUND, POLL_S_TYPE and any PGM option included in the POLL to determine whether it SHOULD reply to the poll. If POLL_ROUND is non-zero and the PGM receiver has not received a previous poll with the same POLL_SQN and a zero POLL_ROUND, it MUST discard the poll without further action. If POLL_S_TYPE is equal to PGM_POLL_GENERAL, the PGM child MUST schedule a reply to the POLL despite the presence of PGM options on the POLL packet. If POLL_S_TYPE is different from PGM_POLL_GENERAL, the decision on whether a reply should be scheduled depends on the actual type and on the options possibly present in the POLL. If POLL_S_TYPE is unknown to the recipient of the POLL, it MUST NOT reply and ignore the poll. Currently the only POLL_S_TYPE defined are PGM_POLL_GENERAL and PGM_POLL_DLR. If a PGM receiver or network element has decided to reply to a POLL, it MUST schedule the transmission of a single POLR at a random time in the future. The random delay is chosen in the interval [0, POLL_BO_IVL]. POLL_BO_IVL is the one contained in the POLL received. When this timer expires, it MUST send a POLR using POLL_PATH of the received POLL as destination address. POLR_SQN MUST be equal to POLL_SQN and POLR_ROUND must be equal to POLL_ROUND. The POLR MAY contain PGM options according to the semantic of POLL_S_TYPE or the semantic of PGM options possibly present in the POLL. If POLL_S_TYPE is PGM_POLL_GENERAL no option is REQUIRED. A PGM receiver or network element MUST cancel any pending transmission of POLRs if a new POLL is received with POLL_SQN different from POLR_SQN of the poll that scheduled POLRs. 14.6. Constant Definition The POLL_S_TYPE values currently defined are: PGM_POLL_GENERAL 0 PGM_POLL_DLR 1 14.7. Packet Formats The packet formats described in this section are transport-layer headers that MUST immediately follow the network-layer header in the packet. The descriptions of Data-Source Port, Data-Destination Port, Options, Checksum, Global Source ID (GSI), and TSDU Length are those provided in Section 8. 14.7.1. Poll Request POLL are sent by PGM parents (sources or network elements) to initiate a poll among their first PGM-hop children. POLLs are sent to the ODATA multicast group. The network-header source address of a POLL is the ODATA source's NLA. POLL MUST be transmitted with the IP Router Alert Option. 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Source Port | Destination Port | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Type | Options | Checksum | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Global Source ID ... | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | ... Global Source ID | TSDU Length | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | POLL's Sequence Number | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | POLL's Round | POLL's Sub-type | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | NLA AFI | Reserved | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Path NLA ... | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-...-+-+ | POLL's Back-off Interval | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Random String | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Matching Bit-Mask | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Option Extensions when present ... | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+- ... -+-+-+-+-+-+-+-+-+-+-+-+-+-+ Source Port: POLL_SPORT Data-Source Port, together with POLL_GSI forms POLL_TSI Destination Port: POLL_DPORT Data-Destination Port Type: POLL_TYPE = 0x01 Global Source ID: POLL_GSI Together with POLL_SPORT forms POLL_TSI POLL's Sequence Number POLL_SQN The sequence number assigned to the POLL by the originator. POLL's Round POLL_ROUND The round number within the poll sequence number. POLL's Sub-type POLL_S_TYPE The sub-type of the poll request. Path NLA: POLL_PATH The NLA of the interface on the source or network element on which this POLL was forwarded. POLL's Back-off Interval POLL_BO_IVL The back-off interval used to compute a random back-off for the reply, expressed in microseconds. Random String POLL_RAND A random string used to implement the random condition in replying. Matching Bit-Mask POLL_MASK A bit-mask used to determine the probability of random replies. 14.7.2. Poll Response POLR are sent by PGM children (receivers or network elements) to reply to a POLL. The network-header source address of a POLR is the unicast NLA of the entity that originates the POLR. The network-header destination address of a POLR is initialized by the originator of the POLL to the unicast NLA of the upstream PGM element (source or network element) known from the POLL that triggered the POLR. 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Source Port | Destination Port | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Type | Options | Checksum | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Global Source ID ... | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | ... Global Source ID | TSDU Length | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | POLR's Sequence Number | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | POLR's Round | reserved | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Option Extensions when present ... | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+- ... -+-+-+-+-+-+-+-+-+-+-+-+-+-+ Source Port: POLR_SPORT Data-Destination Port Destination Port: POLR_DPORT Data-Source Port, together with Global Source ID forms POLR_TSI Type: POLR_TYPE = 0x02 Global Source ID: POLR_GSI Together with POLR_DPORT forms POLR_TSI POLR's Sequence Number POLR_SQN The sequence number (POLL_SQN) of the POLL packet for which this is a reply. POLR's Round POLR_ROUND The round number (POLL_ROUND) of the POLL packet for which this is a reply. 15. Appendix E - Implosion Prevention 15.1. Introduction These procedures are intended to prevent NAK implosion and to limit its extent in case of the loss of all or part of the suppressing multicast distribution tree. They also provide a means to adaptively tune the NAK back-off interval, NAK_BO_IVL. The PGM virtual topology is established and refreshed by SPMs. Between one SPM and the next, PGM nodes may have an out-of-date view of the PGM topology due to multicast routing changes, flapping, or a link/router failure. If any of the above happens relative to a PGM parent node, a potential NAK implosion problem arises because the parent node is unable to suppress the generation of duplicate NAKs as it cannot reach its children using NCFs. The procedures described below introduce an alternative way of performing suppression in this case. They also attempt to prevent implosion by adaptively tuning NAK_BO_IVL. 15.2. Tuning NAK_BO_IVL Sources and network elements continuously monitor the number of duplicated NAKs received and use this observation to tune the NAK back-off interval (NAK_BO_IVL) for the first PGM-hop receivers connected to them. Receivers learn the current value of NAK_BO_IVL through OPT_NAK_BO_IVL appended to NCFs or SPMs. 15.2.1. Procedures - Sources and Network Elements For each TSI, sources and network elements advertise the value of NAK_BO_IVL that their first PGM-hop receivers should use. They advertise a separate value on all the outgoing interfaces for the TSI and keep track of the last values advertised. For each interface and TSI, sources and network elements count the number of NAKs received for a specific repair state (i.e., per sequence number per TSI) from the time the interface was first added to the repair state list until the time the repair state is discarded. Then they use this number to tune the current value of NAK_BO_IVL as follows: Increase the current value NAK_BO_IVL when the first duplicate NAK is received for a given SQN on a particular interface. Decrease the value of NAK_BO_IVL if no duplicate NAKs are received on a particular interface for the last NAK_PROBE_NUM measurements where each measurement corresponds to the creation of a new repair state. An upper and lower limit are defined for the possible value of NAK_BO_IVL at any time. These are NAK_BO_IVL_MAX and NAK_BO_IVL_MIN respectively. The initial value that should be used as a starting point to tune NAK_BO_IVL is NAK_BO_IVL_DEFAULT. The policies RECOMMENDED for increasing and decreasing NAK_BO_IVL are multiplying by two and dividing by two respectively. Sources and network elements advertise the current value of NAK_BO_IVL through the OPT_NAK_BO_IVL that they append to NCFs. They MAY also append OPT_NAK_BO_IVL to outgoing SPMs. In order to avoid forwarding the NAK_BO_IVL advertised by the parent, network elements must be able to recognize OPT_NAK_BO_IVL. Network elements that receive SPMs containing OPT_NAK_BO_IVL MUST either remove the option or over-write its content (NAK_BO_IVL) with the current value of NAK_BO_IVL for the outgoing interface(s), before forwarding the SPMs. Sources MAY advertise the value of NAK_BO_IVL_MAX and NAK_BO_IVL_MIN to the session by appending a OPT_NAK_BO_RNG to SPMs. 15.2.2. Procedures - Receivers Receivers learn the value of NAK_BO_IVL to use through the option OPT_NAK_BO_IVL, when this is present in NCFs or SPMs. A value for NAK_BO_IVL learned from OPT_NAK_BO_IVL MUST NOT be used by a receiver unless either NAK_BO_IVL_SQN is zero, or the receiver has seen POLL_RND == 0 for POLL_SQN =< NAK_BO_IVL_SQN within half the sequence number space. The initial value of NAK_BO_IVL is set to NAK_BO_IVL_DEFAULT. Receivers that receive an SPM containing OPT_NAK_BO_RNG MUST use its content to set the local values of NAK_BO_IVL_MAX and NAK_BO_IVL_MIN. 15.2.3. Adjusting NAK_BO_IVL in the absence of NAKs Monitoring the number of duplicate NAKs provides a means to track indirectly the change in the size of first PGM-hop receiver population and adjust NAK_BO_IVL accordingly. Note that the number of duplicate NAKs for a given SQN is related to the number of first PGM-hop children that scheduled (or forwarded) a NAK and not to the absolute number of first PGM-hop children. This mechanism, however, does not work in the absence of packet loss, hence a large number of duplicate NAKs is possible after a period without NAKs, if many new receivers have joined the session in the meanwhile. To address this issue, PGM Sources and network elements SHOULD periodically poll the number of first PGM-hop children using the "general poll" procedures described in Appendix D. If the result of the polls shows that the population size has increased significantly during a period without NAKs, they SHOULD increase NAK_BO_IVL as a safety measure. 15.3. Containing Implosion in the Presence of Network Failures 15.3.1. Detecting Network Failures In some cases PGM (parent) network elements can promptly detect the loss of all or part of the suppressing multicast distribution tree (due to network failures or route changes) by checking their multicast connectivity, when they receive NAKs. In some other cases this is not possible as the connectivity problem might occur at some other non-PGM node downstream or might take time to reflect in the multicast routing table. To address these latter cases, PGM uses a simple heuristic: a failure is assumed for a TSI when the count of duplicated NAKs received for a repair state reaches the value DUP_NAK_MAX in one of the interfaces. 15.3.2. Containing Implosion When a PGM source or network element detects or assumes a failure for which it looses multicast connectivity to down-stream PGM agents (either receivers or other network elements), it sends unicast NCFs to them in response to NAKs. Downstream PGM network elements which receive unicast NCFs and have multicast connectivity to the multicast session send special SPMs to prevent further NAKs until a regular SPM sent by the source refreshes the PGM tree. Procedures - Sources and Network Elements PGM sources or network elements which detect or assume a failure that prevents them from reaching down-stream PGM agents through multicast NCFs revert to confirming NAKs through unicast NCFs for a given TSI on a given interface. If the PGM agent is the source itself, than it MUST generate an SPM for the TSI, in addition to sending the unicast NCF. Network elements MUST keep using unicast NCFs until they receive a regular SPM from the source. When a unicast NCF is sent for the reasons described above, it MUST contain the OPT_NBR_UNREACH option and the OPT_PATH_NLA option. OPT_NBR_UNREACH indicates that the sender is unable to use multicast to reach downstream PGM agents. OPT_PATH_NLA carries the network layer address of the NCF sender, namely the NLA of the interface leading to the unreachable subtree. When a PGM network element receives an NCF containing the OPT_NBR_UNREACH option, it MUST ignore it if OPT_PATH_NLA specifies an upstream neighbour different from the one currently known to be the upstream neighbor for the TSI. Assuming the network element matches the OPT_PATH_NLA of the upstream neighbour address, it MUST stop forwarding NAKs for the TSI until it receives a regular SPM for the TSI. In addition, it MUST also generate a special SPM to prevent downstream receivers from sending more NAKs. This special SPM MUST contain the OPT_NBR_UNREACH option and SHOULD have a SPM_SQN equal to SPM_SQN of the last regular SPM forwarded. The OPT_NBR_UNREACH option invalidates the windowing information in SPMs (SPM_TRAIL and SPM_LEAD). The PGM network element that adds the OPT_NBR_UNREACH option SHOULD invalidate the windowing information by setting SPM_TRAIL to 0 and SPM_LEAD to 0x80000000. PGM network elements which receive an SPM containing the OPT_NBR_UNREACH option and whose SPM_PATH matches the currently known PGM parent, MUST forward them in the normal way and MUST stop forwarding NAKs for the TSI until they receive a regular SPM for the TSI. If the SPM_PATH does not match the currently known PGM parent, the SPM containing the OPT_NBR_UNREACH option MUST be ignored. Procedures - Receivers PGM receivers which receive either an NCF or an SPM containing the OPT_NBR_UNREACH option MUST stop sending NAKs until a regular SPM is received for the TSI. On reception of a unicast NCF containing the OPT_NBR_UNREACH option receivers MUST generate a multicast copy of the packet with TTL set to one on the RPF interface for the data source. This will prevent other receivers in the same subnet from generating NAKs. Receivers MUST ignore windowing information in SPMs which contain the OPT_NBR_UNREACH option. Receivers MUST ignore NCFs containing the OPT_NBR_UNREACH option if the OPT_PATH_NLA specifies a neighbour different than the one currently know to be the PGM parent neighbour. Similarly receivers MUST ignore SPMs containing the OPT_NBR_UNREACH option if SPM_PATH does not match the current PGM parent. 15.4. Packet Formats 15.4.1. OPT_NAK_BO_IVL - Packet Extension Format 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ |E| Option Type | Option Length |Reserved |F|OPX|U| | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | NAK Back-Off Interval | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | NAK Back-Off Interval SQN | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Option Type = 0x04 NAK Back-Off Interval The value of NAK-generation Back-Off Interval in microseconds. NAK Back-Off Interval Sequence Number The POLL_SQN to which this value of NAK_BO_IVL corresponds. Zero is reserved and means NAK_BO_IVL is NOT being determined through polling (see Appendix D) and may be used immediately. Otherwise, NAK_BO_IVL MUST NOT be used unless the receiver has also seen POLL_ROUND = 0 for POLL_SQN =< NAK_BO_IVL_SQN within half the sequence number space. OPT_NAK_BO_IVL MAY be appended to NCFs, SPMs, or POLLs. OPT_NAK_BO_IVL is network-significant. 15.4.2. OPT_NAK_BO_RNG - Packet Extension Format 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ |E| Option Type | Option Length |Reserved |F|OPX|U| | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Maximum NAK Back-Off Interval | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Minimum NAK Back-Off Interval | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Option Type = 0x05 Maximum NAK Back-Off Interval The maximum value of NAK-generation Back-Off Interval in microseconds. Minimum NAK Back-Off Interval The minimum value of NAK-generation Back-Off Interval in microseconds. OPT_NAK_BO_RNG MAY be appended to SPMs. OPT_NAK_BO_RNG is network-significant. 15.4.3. OPT_NBR_UNREACH - Packet Extension Format 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ |E| Option Type | Option Length |Reserved |F|OPX|U| | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Option Type = 0x0B When present in SPMs, it invalidates the windowing information. OPT_NBR_UNREACH MAY be appended to SPMs and NCFs. OPT_NBR_UNREACH is network-significant. 15.4.4. OPT_PATH_NLA - Packet Extension Format 0 1 2 3 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ |E| Option Type | Option Length |Reserved |F|OPX|U| | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ | Path NLA | +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ Option Type = 0x0C Path NLA The NLA of the interface on the originating PGM network element that it uses to send multicast SPMs to the recipient of the packet containing this option. OPT_PATH_NLA MAY be appended to NCFs. OPT_PATH_NLA is network-significant. 16. Appendix F - Transmit Window Example Nota Bene: The concept of and all references to the increment window (TXW_INC) and the window increment (TXW_ADV_SECS) throughout this document are for illustrative purposes only. They provide the shorthand with which to describe the concept of advancing the transmit window without also implying any particular implementation or policy of advancement. The size of the transmit window in seconds is simply TXW_SECS. The size of the transmit window in bytes (TXW_BYTES) is (TXW_MAX_RTE * TXW_SECS). The size of the transmit window in sequence numbers (TXW_SQNS) is (TXW_BYTES / bytes-per-packet). The fraction of the transmit window size (in seconds of data) by which the transmit window is advanced (TXW_ADV_SECS) is called the window increment. The trailing (oldest) such fraction of the transmit window itself is called the increment window. In terms of sequence numbers, the increment window is the range of sequence numbers that will be the first to be expired from the transmit window. The trailing (or left) edge of the increment window is just TXW_TRAIL, the trailing (or left) edge of the transmit window. The leading (or right) edge of the increment window (TXW_INC) is defined as one less than the sequence number of the first data packet transmitted by the source TXW_ADV_SECS after transmitting TXW_TRAIL. A data packet is described as being "in" the transmit or increment window, respectively, if its sequence number is in the range defined by the transmit or increment window, respectively. The transmit window is advanced across the increment window by the source when it increments TXW_TRAIL to TXW_INC. When the transmit window is advanced across the increment window, the increment window is emptied (i.e., TXW_TRAIL is momentarily equal to TXW_INC), begins to refill immediately as transmission proceeds, is full again TXW_ADV_SECS later (i.e., TXW_TRAIL is separated from TXW_INC by TXW_ADV_SECS of data), at which point the transmit window is advanced again, and so on. 16.1. Advancing across the Increment Window In anticipation of advancing the transmit window, the source starts a timer TXW_ADV_IVL_TMR which runs for time period TXW_ADV_IVL. TXW_ADV_IVL has a value in the range (0, TXW_ADV_SECS). The value MAY be configurable or MAY be determined statically by the strategy used for advancing the transmit window. When TXW_ADV_IVL_TMR is running, a source MAY reset TXW_ADV_IVL_TMR if NAKs are received for packets in the increment window. In addition, a source MAY transmit RDATA in the increment window with priority over other data within the transmit window. When TXW_ADV_IVL_TMR expires, a source SHOULD advance the trailing edge of the transmit window from TXW_TRAIL to TXW_INC. Once the transmit window is advanced across the increment window, SPM_TRAIL, OD_TRAIL and RD_TRAIL are set to the new value of TXW_TRAIL in all subsequent transmitted packets, until the next window advancement. PGM does not constrain the strategies that a source may use for advancing the transmit window. The source MAY implement any scheme or number of schemes. Three suggested strategies are outlined here. Consider the following example: Assuming a constant transmit rate of 128kbps and a constant data packet size of 1500 bytes, if a source maintains the past 30 seconds of data for repair and increments its transmit window in 5 second increments, then TXW_MAX_RTE = 16kBps TXW_ADV_SECS = 5 seconds, TXW_SECS = 35 seconds, TXW_BYTES = 560kB, TXW_SQNS = 383 (rounded up), and the size of the increment window in sequence numbers (TXW_MAX_RTE * TXW_ADV_SECS / 1500) = 54 (rounded down). Continuing this example, the following is a diagram of the transmit window and the increment window therein in terms of sequence numbers. TXW_TRAIL TXW_LEAD | | | | |--|--------------- Transmit Window -------------|----| v | | v v v n-1 | n | n+1 | ... | n+53 | n+54 | ... | n+381 | n+382 | n+383 ^ ^ | ^ |--- Increment Window|---| | | TXW_INC So the values of the sequence numbers defining these windows are: TXW_TRAIL = n TXW_INC = n+53 TXW_LEAD = n+382 Nota Bene: In this example the window sizes in terms of sequence numbers can be determined only because of the assumption of a constant data packet size of 1500 bytes. When the data packet sizes are variable, more or fewer sequence numbers MAY be consumed transmitting the same amount (TXW_BYTES) of data. So, for a given transport session identified by a TSI, a source maintains: TXW_MAX_RTE a maximum transmit rate in kBytes per second, the cumulative transmit rate of some combination of SPMs, ODATA, and RDATA depending on the transmit window advancement strategy TXW_TRAIL the sequence number defining the trailing edge of the transmit window, the sequence number of the oldest data packet available for repair TXW_LEAD the sequence number defining the leading edge of the transmit window, the sequence number of the most recently transmitted ODATA packet TXW_INC the sequence number defining the leading edge of the increment window, the sequence number of the most recently transmitted data packet amongst those that will expire upon the next increment of the transmit window PGM does not constrain the strategies that a source may use for advancing the transmit window. A source MAY implement any scheme or number of schemes. This is possible because a PGM receiver must obey the window provided by the source in its packets. Three strategies are suggested within this document. In the first, called "Advance with Time", the transmit window maintains the last TXW_SECS of data in real-time, regardless of whether any data was sent in that real time period or not. The actual number of bytes maintained at any instant in time will vary between 0 and TXW_BYTES, depending on traffic during the last TXW_SECS. In this case, TXW_MAX_RTE is the cumulative transmit rate of SPMs and ODATA. In the second, called "Advance with Data", the transmit window maintains the last TXW_BYTES bytes of data for repair. That is, it maintains the theoretical maximum amount of data that could be transmitted in the time period TXW_SECS, regardless of when they were transmitted. In this case, TXW_MAX_RTE is the cumulative transmit rate of SPMs, ODATA, and RDATA. The third strategy leaves control of the window in the hands of the application. The API provided by a source implementation for this, could allow the application to control the window in terms of APDUs and to manually step the window. This gives a form of Application Level Framing (ALF). In this case, TXW_MAX_RTE is the cumulative transmit rate of SPMs, ODATA, and RDATA. 16.2. Advancing with Data In the first strategy, TXW_MAX_RTE is calculated from SPMs and both ODATA and RDATA, and NAKs reset TXW_ADV_IVL_TMR. In this mode of operation the transmit window maintains the last TXW_BYTES bytes of data for repair. That is, it maintains the theoretical maximum amount of data that could be transmitted in the time period TXW_SECS. This means that the following timers are not treated as real-time timers, instead they are "data driven". That is, they expire when the amount of data that could be sent in the time period they define is sent. They are the SPM ambient time interval, TXW_ADV_SECS, TXW_SECS, TXW_ADV_IVL, TXW_ADV_IVL_TMR and the join interval. Note that the SPM heartbeat timers still run in real-time. While TXW_ADV_IVL_TMR is running, a source uses the receipt of a NAK for ODATA within the increment window to reset timer TXW_ADV_IVL_TMR to TXW_ADV_IVL so that transmit window advancement is delayed until no NAKs for data in the increment window are seen for TXW_ADV_IVL seconds. If the transmit window should fill in the meantime, further transmissions would be suspended until the transmit window can be advanced. A source MUST advance the transmit window across the increment window only upon expiry of TXW_ADV_IVL_TMR. This mode of operation is intended for non-real-time, messaging applications based on the receipt of complete data at the expense of delay. 16.3. Advancing with Time This strategy advances the transmit window in real-time. In this mode of operation, TXW_MAX_RTE is calculated from SPMs and ODATA only to maintain a constant data throughput rate by consuming extra bandwidth for repairs. TXW_ADV_IVL has the value 0 which advances the transmit window without regard for whether NAKs for data in the increment window are still being received. In this mode of operation, all timers are treated as real-time timers. This mode of operation is intended for real-time, streaming applications based on the receipt of timely data at the expense of completeness. 16.4. Advancing under explicit application control Some applications may wish more explicit control of the transmit window than that provided by the advance with data / time strategies above. An implementation MAY provide this mode of operation and allow an application to explicitly control the window in terms of APDUs. 17. Appendix G - Applicability Statement As stated in the introduction, PGM has been designed with a specific class of applications in mind in recognition of the fact that a general solution for reliable multicast has proven elusive. The applicability of PGM is narrowed further, and perhaps more significantly, by the prototypical nature of at least four of the transport elements the protocol incorporates. These are congestion control, router assist, local retransmission, and a programmatic API for reliable multicast protocols of this class. At the same time as standardization efforts address each of these elements individually, this publication is intended to foster experimentation with these elements in general, and to inform that standardization process with results from practise. This section briefly describes some of the experimental aspects of PGM and makes non-normative references to some examples of current practise based upon them. At least 3 different approaches to congestion control can be explored with PGM: a receiver-feedback based approach, a router-assist based approach, and layer-coding based approach. The first is supported by the negative acknowledgement mechanism in PGM augmented by an application-layer acknowledgement mechanism. The second is supported by the router exception processing mechanism in PGM. The third is supported by the FEC mechanisms in PGM. An example of a receiver- feedback based approach is provided in [16], and a proposal for a router-assist based approach was proposed in [17]. Open issues for the researchers include how do each of these approaches behave in the presence of multiple competing sessions of the same discipline or of different disciplines, TCP most notably; how do each of them behave over a particular range of topologies, and over a particular range of loads; and how do each of them scale as a function of the size of the receiver population. Router assist has applications not just to implosion control and retransmit constraint as described in this specification, but also to congestion control as described above, and more generally to any feature which may be enhanced by access to per-network-element state and processing. The full range of these features is as yet unexplored, but a general mechanism for providing router assist in a transport-protocol independent way (GRA) is a topic of active research [18]. That effort has been primarily informed by the router assist component of PGM, and implementation and deployment experience with PGM will continue to be fed back into the specification and eventual standardization of GRA. Open questions facing the researchers ([19], [20], [21]) include how router-based state scales relative to the feature benefit obtained, how system-wide factors (such as throughput and retransmit latency) vary relative to the scale and topology of deployed router assistance, and how incremental deployment considerations affect the tractability of router-assist based features. Router assist may have additional implications in the area of congestion control to the extent that it may be applied in multi-group layered coding schemes to increase the granularity and reduce the latency of receiver based congestion control. GRA itself explicitly incorporates elements of active networking, and to the extent that the router assist component of PGM is reflected in GRA, experimentation with the narrowly defined network-element functionality of PGM will provide some of the first real world experience with this promising if controversial technology. Local retransmission is not a new idea in general in reliable multicast, but the specific approach taken in PGM of locating re- transmitters on the distribution tree for the session, diverting repair requests from network elements to the re-transmitters, and then propagating repairs downward from the repair point on the distribution tree raises interesting questions concerning where to locate re-transmitters in a given topology, and how network elements locate those re-transmitters and evaluate their efficiency relative to other available sources of retransmissions, most notably the source itself. This particular aspect of PGM, while fully specified, has only been implemented on the network element side, and awaits a host-side implementation before questions like these can be addressed. PGM presents the opportunity to develop a programming API for reliable multicast applications that reflects both those applications' service requirements as well as the services provided by PGM in support of those applications that may usefully be made visible above the transport interface. At least a couple of host- side implementations of PGM and a concomitant API have been developed for research purposes ([22], [23]), and are available as open source explicitly for the kind of experimentation described in this section. Perhaps the broadest experiment that PGM can enable in a community of researchers using a reasonable scale experimental transport protocol is simply in the definition, implementation, and deployment of IP multicast applications for which the reliability provided by PGM is a significant enabler. Experience with such applications will not just illuminate the value of reliable multicast, but will also provoke practical examination of and responses to the attendant policy issues (such as peering, billing, access control, firewalls, NATs, etc.), and, if successful, will ultimately encourage more wide spread deployment of IP multicast itself. 18. Abbreviations ACK Acknowledgment AFI Address Family Indicator ALF Application Level Framing APDU Application Protocol Data Unit ARQ Automatic Repeat reQuest DLR Designated Local Repairer GSI Globally Unique Source Identifier FEC Forward Error Correction MD5 Message-Digest Algorithm MTU Maximum Transmission Unit NAK Negative Acknowledgment NCF NAK Confirmation NLA Network Layer Address NNAK Null Negative Acknowledgment ODATA Original Data POLL Poll Request POLR Poll Response RDATA Repair Data RSN Receive State Notification SPM Source Path Message SPMR SPM Request TG Transmission Group TGSIZE Transmission Group Size TPDU Transport Protocol Data Unit TSDU Transport Service Data Unit TSI Transport Session Identifier TSN Transmit State Notification 19. Acknowledgements The design and specification of PGM has been substantially influenced by reviews and revisions provided by several people who took the time to read and critique this document. These include, in alphabetical order: Bob Albrightson Joel Bion Mark Bowles Steve Deering Tugrul Firatli Dan Harkins Dima Khoury Gerard Newman Dave Oran Denny Page Ken Pillay Chetan Rai Yakov Rekhter Dave Rossetti Paul Stirpe Brian Whetten Kyle York 20. References [1] B. Whetten, T. Montgomery, S. Kaplan, "A High Performance Totally Ordered Multicast Protocol", in "Theory and Practice in Distributed Systems", Springer Verlag LCNS938, 1994. [2] S. Floyd, V. Jacobson, C. Liu, S. McCanne, L. Zhang, "A Reliable Multicast Framework for Light-weight Sessions and Application Level Framing", ACM Transactions on Networking, November 1996. [3] J. C. Lin, S. Paul, "RMTP: A Reliable Multicast Transport Protocol", ACM SIGCOMM August 1996. [4] Miller, K., Robertson, K., Tweedly, A. and M. White, "Multicast File Transfer Protocol (MFTP) Specification", Work In Progress. [5] Deering, S., "Host Extensions for IP Multicasting", STD 5, RFC 1112, August 1989. [6] Katz, D., "IP Router Alert Option", RFC 2113, February 1997. [7] C. Partridge, "Gigabit Networking", Addison Wesley 1994. [8] H. W. Holbrook, S. K. Singhal, D. R. Cheriton, "Log-Based Receiver-Reliable Multicast for Distributed Interactive Simulation", ACM SIGCOMM 1995. [9] Rivest, R., "The MD5 Message-Digest Algorithm", RFC 1321, April 1992. [10] Reynolds, J. and J. Postel, "Assigned Numbers", STD 2, RFC 1700, October 1994. [11] J. Nonnenmacher, E. Biersack, D. Towsley, "Parity-Based Loss Recovery for Reliable Multicast Transmission", ACM SIGCOMM September 1997. [12] L. Rizzo, "Effective Erasure Codes for Reliable Computer Communication Protocols", Computer Communication Review, April 1997. [13] V. Jacobson, "Congestion Avoidance and Control", ACM SIGCOMM August 1988. [14] Bradner, S., "Key words for use in RFCs to Indicate Requirement Levels", BCP, 14, RFC 2119, March 1997. [15] J. Bolot, T. Turletti, I. Wakeman, "Scalable Feedback Control for Multicast Video Distribution in the Internet", Proc. ACM/Sigcomm 94, pp. 58-67. [16] L. Rizzo, "pgmcc: A TCP-friendly Single-Rate Multicast Congestion Control Scheme", Proc. of ACM SIGCOMM August 2000. [17] M. Luby, L. Vicisano, T. Speakman. "Heterogeneous multicast congestion control based on router packet filtering", RMT working group, June 1999, Pisa, Italy. [18] Cain, B., Speakman, T. and D. Towsley, "Generic Router Assist (GRA) Building Block, Motivation and Architecture", Work In Progress. [19] C. Papadopoulos, and E. Laliotis,"Incremental Deployment of a Router-assisted Reliable Multicast Scheme,", Proc. of Networked Group Communications (NGC2000), Stanford University, Palo Alto, CA. November 2000. [20] C. Papadopoulos, "RAIMS: an Architecture for Router-Assisted Internet Multicast Services." Presented at ETH, Zurich, Switzerland, October 23 2000. [21] J. Chesterfield, A. Diana, A. Greenhalgh, M. Lad, and M. Lim, "A BSD Router Implementation of PGM", http://www.cs.ucl.ac.uk/external/m.lad/rpgm/ [22] L. Rizzo, "A PGM Host Implementation for FreeBSD", http://www.iet.unipi.it/~luigi/pgm.html [23] M. Psaltaki, R. Araujo, G. Aldabbagh, P. Kouniakis, and A. Giannopoulos, "Pragmatic General Multicast (PGM) host implementation for FreeBSD.", http://www.cs.ucl.ac.uk/research/darpa/pgm/PGM_FINAL.html 21. Authors' Addresses Tony Speakman EMail: speakman@cisco.com Dino Farinacci Procket Networks 3850 North First Street San Jose, CA 95134 USA EMail: dino@procket.com Steven Lin Juniper Networks 1194 N. Mathilda Ave. Sunnyvale, CA 94086 USA EMail: steven@juniper.net Alex Tweedly EMail: agt@cisco.com Nidhi Bhaskar EMail: nbhaskar@cisco.com Richard Edmonstone EMail: redmonst@cisco.com Rajitha Sumanasekera EMail: rajitha@cisco.com Lorenzo Vicisano Cisco Systems, Inc. 170 West Tasman Drive, San Jose, CA 95134 USA EMail: lorenzo@cisco.com Jon Crowcroft Department of Computer Science University College London Gower Street London WC1E 6BT UK EMail: j.crowcroft@cs.ucl.ac.uk Jim Gemmell Microsoft Bay Area Research Center 301 Howard Street, #830 San Francisco, CA 94105 USA EMail: jgemmell@microsoft.com Dan Leshchiner Tibco Software 3165 Porter Dr. Palo Alto, CA 94304 USA EMail: dleshc@tibco.com Michael Luby Digital Fountain, Inc. 39141 Civic Center Drive Fremont CA 94538 USA EMail: luby@digitalfountain.com Todd L. Montgomery Talarian Corporation 124 Sherman Ave. Morgantown, WV 26501 USA EMail: todd@talarian.com Luigi Rizzo Dip. di Ing. dell'Informazione Universita` di Pisa via Diotisalvi 2 56126 Pisa Italy EMail: luigi@iet.unipi.it 22. Full Copyright Statement Copyright (C) The Internet Society (2001). All Rights Reserved. This document and translations of it may be copied and furnished to others, and derivative works that comment on or otherwise explain it or assist in its implementation may be prepared, copied, published and distributed, in whole or in part, without restriction of any kind, provided that the above copyright notice and this paragraph are included on all such copies and derivative works. However, this document itself may not be modified in any way, such as by removing the copyright notice or references to the Internet Society or other Internet organizations, except as needed for the purpose of developing Internet standards in which case the procedures for copyrights defined in the Internet Standards process must be followed, or as required to translate it into languages other than English. The limited permissions granted above are perpetual and will not be revoked by the Internet Society or its successors or assigns. This document and the information contained herein is provided on an "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE. 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